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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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File No.
Date
Description
2020-04-08
Establishment of the CMRWG
April 8, 2020
Q2
2020
2020-03-17
SEC No-Action Relief regarding CAT Reporting
March 17, 2020
Q1
2020
2020-01-07
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
January 7, 2020
Q1
2020
2020-01-07
Notice Regarding Filing of Annual Audited Reports
January 7, 2020
Q1
2020
2019-09-24
Market Quality Incentive Programs
September 24, 2019
Q3
2019
2019-07-23
Chief Compliance Officer examination and registration requirements
July 23, 2019
Q3
2019
2019-02-01
Consolidated Audit Trail (CAT) Update
February 1, 2019
Q1
2019
2019-01-10
Active Military Leave Guidance
January 10, 2019
Q1
2019
2019-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
January 10, 2019
Q1
2019
2019-01-10
Notice Regarding Filing of Annual Audited Reports
January 10, 2019
Q1
2019
2018-09-28
Amendments to Membership Registration and Qualification Requirements
September 28, 2018
Q3
2018
2018-03-05
Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements
March 5, 2018
Q1
2018
2018-01-09
Notice Regarding Filing of Annual Audited Reports
January 9, 2018
Q1
2018
2018-01-08
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
January 8, 2018
Q1
2018
2017-10-03
Introduction of the IEX Market Maker Peg Order Type
October 3, 2017
Q4
2017
2017-04-11
Consolidated Audit Trail ("CAT") Clock Synchronization Study
April 11, 2017
Q2
2017
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
March 9, 2017
Q1
2017
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
January 10, 2017
Q1
2017
2017-01-06
Notice Regarding Filing of Annual Audited Reports
January 6, 2017
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
August 29, 2016
Q3
2016
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Product Circulars

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File No.
Date
Description
PC-2026-0077
2026-02-10
Global X Commodity Strategy ETF
February 10, 2026
Q1
2026
PC-2026-0076
2026-02-10
Investment Managers Series Trust II
February 10, 2026
Q1
2026
PC-2026-0075
2026-02-10
Advisor Managed Portfolios
February 10, 2026
Q1
2026
PC-2026-0074
2026-02-10
First Trust International Rising Dividend Achievers ETF
February 10, 2026
Q1
2026
PC-2026-0073
2026-02-10
Direxion Shares ETF Trust
February 10, 2026
Q1
2026
PC-2026-0072
2026-02-09
Themes ETF Trust
February 9, 2026
Q1
2026
PC-2026-0071
2026-02-09
Acuitas Small Cap Active ETF
February 9, 2026
Q1
2026
PC-2026-0070
2026-02-06
Pabrai Wagons ETF
February 6, 2026
Q1
2026
PC-2026-0069
2026-02-05
CoreValues America First Technology ETF
February 5, 2026
Q1
2026
PC-2026-0068
2026-02-05
Defiance Daily Target 2X Short ASTS ETF
February 5, 2026
Q1
2026
PC-2026-0067
2026-02-05
Tidal Trust II
February 5, 2026
Q1
2026
PC-2026-0066
2026-02-04
Burney U.S. Equity Select ETF
February 4, 2026
Q1
2026
PC-2026-0065
2026-02-04
ProShares CoinDesk 20 Crypto ETF
February 4, 2026
Q1
2026
PC-2026-0064
2026-02-04
Tuttle Capital UFO Disclosure ETF
February 4, 2026
Q1
2026
PC-2026-0063
2026-02-03
Tidal Trust II
February 3, 2026
Q1
2026
PC-2026-0062
2026-02-03
Virtus Emerging Markets Dividend ETF
February 3, 2026
Q1
2026
PC-2026-0061
2026-02-03
ProShares CoinDesk 20 Crypto ETF
February 3, 2026
Q1
2026
PC-2026-0060
2026-02-02
GraniteShares ETF Trust
February 2, 2026
Q1
2026
PC-2026-0059
2026-02-02
Defiance Daily Target 2x Long RCAT ETF
February 2, 2026
Q1
2026
PC-2026-0058
2026-02-02
NEOS ETF Trust
February 2, 2026
Q1
2026
PC-2026-0057
2026-02-02
VistaShares BitBonds 5 Yr Enhanced Weekly Distribution ETF
February 2, 2026
Q1
2026
PC-2026-0056
2026-02-01
AllianzIM International Equity Buffer15 Uncapped Jan ETF
February 1, 2026
Q1
2026
PC-2026-0055
2026-02-01
DoubleLine Securitized Credit ETF
February 1, 2026
Q1
2026
PC-2026-0054
2026-02-01
Impax Global Infrastructure ETF
February 1, 2026
Q1
2026
PC-2026-0053
2026-02-01
Avantis Total Equity Markets ETF
February 1, 2026
Q1
2026
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