Investors Exchange LLC ("IEX Exchange" or the "Exchange") is a national securities exchange subject to regulation by the Securities and Exchange Commission as a self-regulatory organization ("SRO"). IEX Regulation conducts and oversees performance of the Exchange's SRO obligations and functions, in part through a regulatory services agreement with FINRA.

This page contains links to IEX Exchange rules and other regulatory resources and information.




Please contact with any questions or inquiries regarding regulatory matters, or to submit a tip or complaint regarding activity that may violate IEX Exchange rules or the federal securities laws.

IEX Regulation will review the matter and determine appropriate next steps, which may include referral to FINRA or another regulatory authority. All tips or complaints, and any subsequent investigation are subject to IEX Exchange’s Regulatory Independence and Confidentiality Policy.