Information Circulars

General Circulars

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Year
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File No.
Date
Description
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Year
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File No.
Date
Description
2018-09-28
Amendments to Membership Registration and Qualification Requirements
September 28, 2018
Q3
2018
2018-03-05
Anti-Money Laundering Compliance Program and Customer Due Diligence Requirements
March 5, 2018
Q1
2018
2018-01-09
Notice Regarding Filing of Annual Audited Reports
January 9, 2018
Q1
2018
2018-01-08
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
January 8, 2018
Q1
2018
2017-10-03
Introduction of the IEX Market Maker Peg Order Type
October 3, 2017
Q4
2017
2017-04-11
Consolidated Audit Trail ("CAT") Clock Synchronization Study
April 11, 2017
Q2
2017
2017-03-09
Consolidated Audit Trail ("CAT") Clock Synchronization Requirements
March 9, 2017
Q1
2017
2017-01-10
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI – 2017 update
January 10, 2017
Q1
2017
2017-01-06
Notice Regarding Filing of Annual Audited Reports
January 6, 2017
Q1
2017
2016-08-29
Mandatory Participation in Disaster Recovery Testing Pursuant to Regulation SCI
August 29, 2016
Q3
2016
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Product Circulars

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Year
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File No.
Date
Description
2024-06-18
BlackRock High Yield ETF
June 18, 2024
Q2
2024
2024-06-18
BlackRock Long-Term U.S. Equity ETF
June 18, 2024
Q2
2024
2024-06-13
Eaton Vance Short Duration Income ETF
June 13, 2024
Q2
2024
2024-06-13
GI Enhanced Nasdaq-100 ETF
June 13, 2024
Q2
2024
2024-06-13
PGIM Rock ETF Trust
June 13, 2024
Q2
2024
2024-06-11
iShares iBonds Dec 2054 Term Treasury ETF
June 11, 2024
Q2
2024
2024-06-11
iShares iBonds Dec 2044 Term Treasury ETF
June 11, 2024
Q2
2024
2024-06-11
iShares iBonds Dec 2034 Term Treasury ETF
June 11, 2024
Q2
2024
2024-06-11
Invesco BulletShares 2034 Corporate Bond ETF
June 11, 2024
Q2
2024
2024-06-11
Invesco BulletShares 2032 High Yield Corporate Bond ETF
June 11, 2024
Q2
2024
2024-06-11
OneAscent Small Cap Core ETF
June 11, 2024
Q2
2024
2024-06-10
YieldMax SNOW Option Income Strategy ETF
June 10, 2024
Q2
2024
2024-06-07
AB Short Duration High Yield ETF
June 7, 2024
Q2
2024
2024-06-07
AB Short Duration Income ETF
June 7, 2024
Q2
2024
2024-06-07
ProShares Ultra Ether ETF
June 7, 2024
Q2
2024
2024-06-07
ProShares UltraShort Ether ETF
June 7, 2024
Q2
2024
2024-06-05
Direxion Shares ETF Trust
June 5, 2024
Q2
2024
2024-06-05
BlackRock Large Cap Growth ETF
June 5, 2024
Q2
2024
2024-06-04
Global X Russell 2000 ETF
June 4, 2024
Q2
2024
2024-06-04
2x Ether ETF
June 4, 2024
Q2
2024
2024-06-03
REX AI Equity Premium Income ETF
June 3, 2024
Q2
2024
2024-06-03
PGIM Rock ETF Trust
June 3, 2024
Q2
2024
2024-06-03
Innovator International Developed Power Buffer ETF — June
June 3, 2024
Q2
2024
2024-05-31
AllianzIM U.S. Large Cap 6 Month Buffer10 Jun-Dec ETF
May 31, 2024
Q2
2024
2024-05-31
Calamos Nasdaq 100 Structured Alt Protection ETF — June
May 31, 2024
Q1
2024
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