Rule Filings

2016-10-03

Proposed rule change to adopt rules to implement the quoting and trading provisions of the Tick Size Pilot Program and to describe related changes to IEX system functionality.

2016-09-22

Proposed rule change to amend Rule 11.380 to provide that Aggregate Risk Controls ("ARC") mechanism is available to any IEX Member as well as to clearing firms for their broker correspondent IEX Member firms, and to specify the manner in which Members shall contact IEX to utilize the ARC mechanism.

2016-08-30

Proposed rule change to amend Rule 11.340 to modify certain data collection requirements of the Regulation NMS Plan to Implement a Tick Size Pilot Program.

2016-08-11

Proposed rule change to conform Rules 3.260(d) and 5.110(e) to corresponding rules of the Financial Industry Regulatory Authority.

2016-08-05

Proposed rule change related to transaction and regulatory fees.

2016-08-04

Proposed Rule Change to Amend Rule 11.190(g) Related to Discretionary Peg Orders.

2016-08-03

Proposed rule change to amend Rule 9.218 to specify the list of violations eligible for disposition under IEX's Minor Rule Violation Plan.

2016-07-29

Proposal to amend Rule 11.190(f) to make correcting and clarifying changes.

2016-07-29

Proposed rule change to adopt Rule 11.340(b) to set forth the requirements for the collection and transmision of data pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program.

2016-07-28

Proposed rule change to amend Rule 11.330 to combine the TOPS and LAST data products and make minor correcting and conforming changes to the description of TOPS Viewer.

2016-07-28

Proposal to amend Rule 11.270(c) to correct the inadvertent omission of the clearly erroneous numerical guidelines for leveraged exchange traded funds and exchange traded notes.

2016-07-27

Proposal to make a nonsubstantive change to correct typographical errors in the referenced time frames in Rules 1.160(aa) and (oo) and 16.105(a)(7) and (b)(7).

2016-07-13

Proposed rule change to amend subparagraph (c)(2) of Rule 11.230 to rename the Router Plus routing option to Router.

2016-07-12

Proposed rule filing related to collection of exchange fees and other claims and billing policy.