Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File No.

Date

Description

There are no currently pending rule filings.

Approved and Immediately Effective Rule Changes

File No.

Date

Description

SR-IEX-2016-05

2016-07-28

Proposed rule change to amend Rule 11.330 to combine the TOPS and LAST data products and make minor correcting and conforming changes to the description of TOPS Viewer.

SR-IEX-2016-06

2016-07-28

Proposal to amend Rule 11.270(c) to correct the inadvertent omission of the clearly erroneous numerical guidelines for leveraged exchange traded funds and exchange traded notes.

SR-IEX-2016-03

2016-07-27

Proposal to make a nonsubstantive change to correct typographical errors in the referenced time frames in Rules 1.160(aa) and (oo) and 16.105(a)(7) and (b)(7).

SR-IEX-2016-02

2016-07-13

Proposed rule change to amend subparagraph (c)(2) of Rule 11.230 to rename the Router Plus routing option to Router.

SR-IEX-2016-01

2016-07-12

Proposed rule filing related to collection of exchange fees and other claims and billing policy.