Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-09-30
Tema Alternative Asset Managers ETF
September 30, 2025
Q3
2025
2025-09-30
Roundhill Video Games ETF
September 30, 2025
Q3
2025
2025-09-29
Strategy Shares
September 29, 2025
Q3
2025
2025-09-29
YieldMax CRCL Option Income Strategy ETF
September 29, 2025
Q3
2025
2025-09-29
GraniteShares ETF Trust
September 29, 2025
Q3
2025
2025-09-29
Defiance Trillion Dollar Club Index ETF
September 29, 2025
Q3
2025
2025-09-29
F/m Callable Tax-Free Municipal ETF
September 29, 2025
Q3
2025
2025-09-29
Prospera Income ETF
September 29, 2025
Q3
2025
2025-09-29
Two Roads Shared Trust
September 29, 2025
Q3
2025
2025-09-29
Azoria TSLA Convexity ETF
September 29, 2025
Q3
2025
2025-09-29
Kurv Silver Enhanced Income ETF
September 29, 2025
Q3
2025
2025-09-26
JPMorgan Flexible Debt ETF
September 26, 2025
Q3
2025
2025-09-26
Polen Focus Growth ETF
September 26, 2025
Q3
2025
2025-09-26
Diamond Hill Large Cap Concentrated ETF
September 26, 2025
Q3
2025
2025-09-25
Rayliant-ChinaAMC Transformative China Tech ETF
September 25, 2025
Q3
2025
2025-09-25
ETF Opportunities Trust
September 25, 2025
Q3
2025
2025-09-25
Defiance Drone and Modern Warfare ETF
September 25, 2025
Q3
2025
2025-09-24
Tema International Defense Innovation ETF
September 24, 2025
Q3
2025
2025-09-24
Innovator ETF Trust
September 24, 2025
Q3
2025
2025-09-24
REX-Osprey ETH + Staking ETF
September 24, 2025
Q3
2025
2025-09-24
Federated Hermes MDT Market Neutral ETF
September 24, 2025
Q3
2025
2025-09-24
Defiance Daily Target 2x Long OSCR ETF
September 24, 2025
Q3
2025
2025-09-24
Cambria Global EW ETF
September 24, 2025
Q3
2025
2025-09-23
LifeX 2028 Income Bucket ETF
September 23, 2025
Q3
2025
2025-09-23
LifeX 2030 Income Bucket ETF
September 23, 2025
Q3
2025
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