Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-10-07
Investment Managers Series Trust II
October 7, 2025
Q4
2025
2025-10-07
iShares Large Cap 10% Target Buffer Dec ETF
October 7, 2025
Q4
2025
2025-10-07
BufferLABS US Equity Dynamic Buffer ETF
October 7, 2025
Q4
2025
2025-10-07
Federated Hermes Enhanced Income ETF
October 7, 2025
Q4
2025
2025-10-06
Angel Oak Total Return ETF
October 6, 2025
Q4
2025
2025-10-06
GraniteShares ETF Trust
October 6, 2025
Q4
2025
2025-10-06
CoinShares Altcoins ETF
October 6, 2025
Q4
2025
2025-10-06
Defiance Daily Target 2x Short QBTS ETF
October 6, 2025
Q4
2025
2025-10-06
VanEck Emerging Markets Bond ETF
October 6, 2025
Q4
2025
2025-10-03
VanEck Emerging Markets Bond ETF
October 3, 2025
Q4
2025
2025-10-03
Lazard Listed Infrastructure ETF
October 3, 2025
Q4
2025
2025-10-03
F/m Emerald Special Situations ETF
October 3, 2025
Q4
2025
2025-10-02
AB California Intermediate Municipal ETF
October 2, 2025
Q4
2025
2025-10-02
Myriad Dynamic Asset Allocation ETF
October 2, 2025
Q4
2025
2025-10-01
Vanguard Emerging Markets ex-China ETF
October 1, 2025
Q4
2025
2025-10-01
Carillon Series Trust
October 1, 2025
Q4
2025
2025-10-01
Bitwise Funds Trust
October 1, 2025
Q4
2025
2025-09-30
Direxion ETFs
September 30, 2025
Q3
2025
2025-09-30
GMO Domestic Resilience ETF
September 30, 2025
Q3
2025
2025-09-30
FT Vest Bitcoin Strategy Floor15 ETF - October
September 30, 2025
Q3
2025
2025-09-30
Global X AI Semiconductor & Quantum ETF
September 30, 2025
Q3
2025
2025-09-30
Innovator ETFs Trust
September 30, 2025
Q3
2025
2025-09-30
iShares Large Cap 10% Target Buffer Sep ETF
September 30, 2025
Q3
2025
2025-09-30
ARK DIET Q4 Buffer ETF
September 30, 2025
Q3
2025
2025-09-30
PGIM S&P 500 Max Buffer ETF – October
September 30, 2025
Q3
2025
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