Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Year
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Product Circulars

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Year
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File No.
Date
Description
2025-10-21
Optimized Equity Income ETF
October 21, 2025
Q4
2025
2025-10-20
T-REX 2x Long SBET Daily Target ETF
October 20, 2025
Q4
2025
2025-10-20
GraniteShares ETF Trust
October 20, 2025
Q4
2025
2025-10-20
Tidal Trust II
October 20, 2025
Q4
2025
2025-10-17
abrdn Funds
October 17, 2025
Q4
2025
2025-10-17
FT Vest U.S. Equity Buffer & Digital Return ETF – October
October 17, 2025
Q4
2025
2025-10-16
Arrow Valtoro ETF
October 16, 2025
Q4
2025
2025-10-15
Listed Funds Trust
October 15, 2025
Q4
2025
2025-10-15
iShares Emerging Markets Bond Active ETF
October 15, 2025
Q4
2025
2025-10-15
iShares Emerging Markets Bond Active ETF
October 15, 2025
Q4
2025
2025-10-15
Defiance Daily Target 2x Long LMND ETF
October 15, 2025
Q4
2025
2025-10-15
American Century ETF Trust
October 15, 2025
Q4
2025
2025-10-14
KraneShares 2x Long JD Daily ETF
October 14, 2025
Q4
2025
2025-10-14
Nelson Select ETF
October 14, 2025
Q4
2025
2025-10-13
GMO Dynamic Allocation ETF
October 13, 2025
Q4
2025
2025-10-13
Themes ETF Trust
October 13, 2025
Q4
2025
2025-10-13
ETF Series Solutions
October 13, 2025
Q4
2025
2025-10-13
Calamos ETF Trust
October 13, 2025
Q4
2025
2025-10-10
Equable Shares Hedged Equity ETF
October 10, 2025
Q4
2025
2025-10-08
Defiance Daily Target 2x Short RGTI ETF
October 8, 2025
Q4
2025
2025-10-08
Amplify ETF Trust
October 8, 2025
Q4
2025
2025-10-08
WisdomTree Quantum Computing Fund
October 8, 2025
Q4
2025
2025-10-07
State Street SPDR Portfolio Ultra Short T Bill ETF
October 7, 2025
Q4
2025
2025-10-07
VistaShares Target 15 DRUKMacro Distribution ETF
October 7, 2025
Q4
2025
2025-10-07
Roundhill Meme Stock ETF
October 7, 2025
Q4
2025
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