Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-09-15
Investment Managers Series Trust II
September 15, 2025
Q3
2025
2025-09-15
ETF Opportunities Trust
September 15, 2025
Q3
2025
2025-09-15
GraniteShares ETF Trust
September 15, 2025
Q3
2025
2025-09-12
Lazard US Systematic Small Cap Equity ETF
September 12, 2025
Q3
2025
2025-09-12
BlackRock ETF Trust
September 12, 2025
Q3
2025
2025-09-11
RACWI US ETF
September 11, 2025
Q3
2025
2025-09-11
WisdomTree Trust
September 11, 2025
Q3
2025
2025-09-10
WarCap Unconstrained Equity ETF
September 10, 2025
Q3
2025
2025-09-10
Tema International Durable Quality ETF
September 10, 2025
Q3
2025
2025-09-09
State Street Short Duration IG Public & Private Credit ETF
September 9, 2025
Q3
2025
2025-09-09
Tweedy, Browne International Insider + Value ETF
September 9, 2025
Q3
2025
2025-09-09
ProShares Trust
September 9, 2025
Q3
2025
2025-09-09
Sprott Active Metals & Miners ETF
September 9, 2025
Q3
2025
2025-09-09
Symmetry Panoramic Sector Momentum ETF
September 9, 2025
Q3
2025
2025-09-08
Tidal Trust III
September 8, 2025
Q3
2025
2025-09-08
VistaShares Target 15 ACKtivist Distribution ETF
September 8, 2025
Q3
2025
2025-09-08
Investment Managers Series Trust II
September 8, 2025
Q3
2025
2025-09-05
Shelton Equity Premium Income ETF
September 5, 2025
Q3
2025
2025-09-03
Tidal Trust I
September 3, 2025
Q3
2025
2025-09-03
Grayscale Ethereum Covered Call ETF
September 3, 2025
Q3
2025
2025-09-03
TappAlpha Innovation 100 Growth & Daily Income ETF
September 3, 2025
Q3
2025
2025-09-03
Roundhill WeeklyPay Universe ETF
September 3, 2025
Q3
2025
2025-09-02
SoFi Agentic AI ETF
September 2, 2025
Q3
2025
2025-09-02
LionShares U.S. Equity Total Return ETF
September 2, 2025
Q3
2025
2025-09-02
Defiance Daily Target 2X Short LLY ETF
September 2, 2025
Q3
2025
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