Regulation

/

Information Circulars

Information Circulars

General Circulars

All
Year
Down Arrow Icon
OR
Search by keyword
All
Search Icon
OR
Filter by date
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
No results found.
There are no results with this criteria. Try changing your search.

Regulatory Circulars

All
Year
Down Arrow Icon
OR
Search by keyword
All
Search Icon
OR
Filter by date
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
No items found.
No results found.
There are no results with this criteria. Try changing your search.

Product Circulars

All
Year
Down Arrow Icon
OR
Search by keyword
All
Search Icon
OR
Filter by date
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
File No.
Date
Description
PC-2025-0256
2025-05-30
Calamos S&P 500 Structured Alt Protection ETF June
May 30, 2025
Q2
2025
PC-2025-0255
2025-05-30
PGIM S&P 500 Max Buffer ETF – June
May 30, 2025
Q2
2025
PC-2025-0254
2025-05-30
Innovator Equity Defined Protection ETF — 1 Yr June
May 30, 2025
Q2
2025
PC-2025-0253
2025-05-29
Return Stacked U.S. Stocks & Gold/Bitcoin ETF
May 29, 2025
Q2
2025
PC-2025-0252
2025-05-29
Russell Investments Exchange Traded Funds
May 29, 2025
Q2
2025
PC-2025-0251
2025-05-28
First Trust Balanced Income ETF
May 28, 2025
Q2
2025
PC-2025-0250
2025-05-28
Defiance Daily Target 2X Long CVNA ETF
May 28, 2025
Q2
2025
PC-2025-0249
2025-05-27
REX NVDA Growth & Income ETF
May 27, 2025
Q2
2025
PC-2025-0248
2025-05-27
Alpha Brands Consumption Leaders ETF
May 27, 2025
Q2
2025
PC-2025-0247
2025-05-27
Simplify Kayne Anderson Energy and Infrastructure Credit ETF
May 27, 2025
Q2
2025
PC-2025-0246
2025-05-21
The Vanguard Group, Inc.
May 21, 2025
Q2
2025
PC-2025-0245
2025-05-21
Volatility Shares Trust
May 21, 2025
Q2
2025
PC-2025-0244
2025-05-21
iShares Defense Industrials Active ETF
May 21, 2025
Q2
2025
PC-2025-0243
2025-05-20
CORE16 Best of Breed Premier Index ETF
May 20, 2025
Q2
2025
PC-2025-0242
2025-05-19
Amplify Samsung U.S. Natural Gas Infrastructure ETF
May 19, 2025
Q2
2025
PC-2025-0241
2025-05-16
FT Vest U.S. Equity Max Buffer ETF – May
May 16, 2025
Q2
2025
PC-2025-0240
2025-05-15
Monopoly ETF
May 15, 2025
Q2
2025
PC-2025-0239
2025-05-15
Leverage Shares 2X Long AVGO Daily ETF
May 15, 2025
Q2
2025
PC-2025-0238
2025-05-14
Bushido Capital US SMID Cap Equity ETF
May 14, 2025
Q2
2025
PC-2025-0237
2025-05-14
Vontobel International Equity Active ETF
May 14, 2025
Q2
2025
PC-2025-0236
2025-05-14
Harbor Emerging Markets Select ETF
May 14, 2025
Q2
2025
PC-2025-0235
2025-05-14
Suncoast Select Growth ETF
May 14, 2025
Q2
2025
PC-2025-0234
2025-05-13
Russell Investments Exchange Traded Funds
May 13, 2025
Q2
2025
PC-2025-0233
2025-05-13
Aptus Deferred Income ETF
May 13, 2025
Q2
2025
PC-2025-0232
2025-05-13
VanEck Onchain Economy ETF
May 13, 2025
Q2
2025
No results found.
There are no results with this criteria. Try changing your search.