Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-08-12
Weitz Core Plus Bond ETF
August 12, 2025
Q3
2025
2025-08-12
Themes ETF Trust
August 12, 2025
Q3
2025
2025-08-11
The RBB Fund, Inc.
August 11, 2025
Q3
2025
2025-08-11
Investment Managers Series Trust II
August 11, 2025
Q3
2025
2025-08-08
Neuberger Berman Emerging Markets Debt Hard Currency ETF
August 8, 2025
Q3
2025
2025-08-08
Themes ETF Trust
August 8, 2025
Q3
2025
2025-08-08
T-REX 2X Long CRCL Daily Target ETF
August 8, 2025
Q3
2025
2025-08-07
T-REX 2X Long GLXY Daily Target ETF
August 7, 2025
Q3
2025
2025-08-06
Tidal Trust II
August 6, 2025
Q3
2025
2025-08-06
First Trust RBA Deglobalization ETF
August 6, 2025
Q3
2025
2025-08-06
ProShares Ultra CRCL
August 6, 2025
Q3
2025
2025-08-06
iShares International Equity Factor Rotation Active ETFF
August 6, 2025
Q3
2025
2025-08-05
John Hancock Disciplined Value Select ETF
August 5, 2025
Q3
2025
2025-08-05
Direxion Shares ETF Trust
August 5, 2025
Q3
2025
2025-08-04
Tortoise AI Infrastructure ETF
August 4, 2025
Q3
2025
2025-08-04
Virtus AlphaSimplex Global Macro ETF
August 4, 2025
Q3
2025
2025-08-04
Digital Asset Debt Strategy ETF
August 4, 2025
Q3
2025
2025-08-01
RiverNorth Active Income ETF
August 1, 2025
Q3
2025
2025-08-01
Eaton Vance Mortgage Opportunities ETF
August 1, 2025
Q3
2025
2025-07-31
PGIM S&P 500 Max Buffer ETF – August
July 31, 2025
Q3
2025
2025-07-31
PGIM ETF Trust
July 31, 2025
Q3
2025
2025-07-30
First Trust Bloomberg Nuclear Power ETF
July 30, 2025
Q3
2025
2025-07-30
Defiance Daily Target 2X Long DKNG ETF
July 30, 2025
Q3
2025
2025-07-30
iShares Infrastructure Active ETF
July 30, 2025
Q3
2025
2025-07-30
ETF Opportunities Trust
July 30, 2025
Q3
2025
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