Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2018-08-17
Hartford Short Duration ETF
August 17, 2018
Q3
2018
2018-08-17
Global X Funds
August 17, 2018
Q3
2018
2018-08-17
First Trust Lunt U.S. Factor Rotation ETF
August 17, 2018
Q3
2018
2018-08-17
Defiance Future Tech ETF
August 17, 2018
Q3
2018
2018-08-17
Bank of Montreal Notes
August 17, 2018
Q3
2018
2018-08-17
AdvisorShares Trust
August 17, 2018
Q3
2018
2018-07-27
ProShares Online Retail ETF
July 27, 2018
Q3
2018
2018-07-27
Pacer ETFs
July 27, 2018
Q3
2018
2018-07-27
Opus Small Cap Value Plus ETF
July 27, 2018
Q3
2018
2018-07-27
Impact Shares NAACP Minority Empowerment ETF
July 27, 2018
Q3
2018
2018-07-27
Global X S&P 500® Quality Dividend ETF
July 27, 2018
Q3
2018
2018-07-27
FlexShares High Yield Value-Scored Bond Index Fund
July 27, 2018
Q3
2018
2018-07-27
ClearShares Ultra-Short Maturity ETF
July 27, 2018
Q3
2018
2018-07-09
SPDR Gold MiniShares Trust
July 9, 2018
Q3
2018
2018-07-09
Rogers AI Global Macro ETF
July 9, 2018
Q3
2018
2018-07-09
Reality Shares Nasdaq NexGen Economy China ETF
July 9, 2018
Q3
2018
2018-07-09
KraneShares CCBS China Corporate High Yield Bond USD Index ETF
July 9, 2018
Q3
2018
2018-07-09
iShares Robotics and Artificial Intelligence ETF
July 9, 2018
Q3
2018
2018-07-09
ALPS Clean Energy ETF
July 9, 2018
Q3
2018
2018-06-21
JPMorgan BetaBuilders ETFs
June 21, 2018
Q2
2018
2018-06-21
iShares Gold Strategy ETF
June 21, 2018
Q2
2018
2018-06-21
Goldman Sachs JUST U.S. Large Cap Equity ETF
June 21, 2018
Q2
2018
2018-06-21
Global X Future Analytics Tech ETF
June 21, 2018
Q2
2018
2018-06-21
Fidelity Low Duration Bond Factor ETF
June 21, 2018
Q2
2018
2018-06-21
Fidelity High Yield Factor ETF
June 21, 2018
Q2
2018
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