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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2019-0073
2019-07-03
Innovator ETFs Trust2
July 3, 2019
Q3
2019
PC-2019-0072
2019-07-03
Innovator ETFs Trust
July 3, 2019
Q3
2019
PC-2019-0071
2019-07-03
First Trust Indxx NextG ETF
July 3, 2019
Q3
2019
PC-2019-0070
2019-06-04
WisdomTree Modern Tech Platform Fund
June 4, 2019
Q2
2019
PC-2019-0069
2019-06-04
WBI BullBear Trend Switch 3000 Total Return ETF
June 4, 2019
Q2
2019
PC-2019-0068
2019-06-04
Virtus Seix Senior Loan ETF
June 4, 2019
Q2
2019
PC-2019-0067
2019-06-04
VanEck Vectors Municipal Allocation ETF
June 4, 2019
Q2
2019
PC-2019-0066
2019-06-04
Timothy Plan
June 4, 2019
Q2
2019
PC-2019-0065
2019-06-04
SoFi Gig Economy ETF
June 4, 2019
Q2
2019
PC-2019-0064
2019-06-04
SoFi 50 ETF
June 4, 2019
Q2
2019
PC-2019-0063
2019-06-04
Quadratic Interest Rate Volatility and Inflation Hedge ETF
June 4, 2019
Q2
2019
PC-2019-0062
2019-06-04
Principal Ultra-Short Active Income ETF
June 4, 2019
Q2
2019
PC-2019-0061
2019-06-04
Pacer US Cash Cows Growth ETF
June 4, 2019
Q2
2019
PC-2019-0060
2019-06-04
Pacer Trendpilot International ETF
June 4, 2019
Q2
2019
PC-2019-0059
2019-06-04
Pacer Trendpilot Fund of Funds ETF
June 4, 2019
Q2
2019
PC-2019-0058
2019-06-04
Pacer Emerging Markets Cash Cows 100 ETF
June 4, 2019
Q2
2019
PC-2019-0057
2019-06-04
Pacer Cash Cows Fund of Funds ETF
June 4, 2019
Q2
2019
PC-2019-0056
2019-06-04
iShares Trust
June 4, 2019
Q2
2019
PC-2019-0055
2019-06-04
iShares ESG MSCI USA Leaders ETF
June 4, 2019
Q2
2019
PC-2019-0054
2019-06-04
iM DBi Managed Futures Strategy ETF
June 4, 2019
Q2
2019
PC-2019-0053
2019-06-04
Freedom 100 Emerging Markets ETF
June 4, 2019
Q2
2019
PC-2019-0052
2019-06-04
FQF Trust
June 4, 2019
Q2
2019
PC-2019-0051
2019-06-04
Exchange Listed Funds Trust
June 4, 2019
Q2
2019
PC-2019-0050
2019-06-04
Amplify CrowdBureau Peer-to-Peer Lending & Crowdfunding ETF
June 4, 2019
Q2
2019
PC-2019-0049
2019-06-04
Acquirers Fund
June 4, 2019
Q2
2019
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