General Circulars
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File No.
Date
Description
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
Regulatory Circulars
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File No.
Date
Description
No items found.
Product Circulars
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File No.
Date
Description
2018-02-27
First Trust Institutional Preferred Securities and Income ETF
February 27, 2018
Q1
2018
2018-02-27
First Trust Nasdaq Artificial Intelligence and Robotics ETF
February 27, 2018
Q1
2018
2018-02-13
U.S. Equity Cumulative Dividends and Ex-Dividend Fund Series
February 13, 2018
Q1
2018
2018-02-13
KraneShares Electric Vehicles and Future Mobility Index ETF
February 13, 2018
Q1
2018