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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2018-0079
2018-06-01
iShares Inflation Hedged Corporate Bond ETF
June 1, 2018
Q2
2018
PC-2018-0078
2018-06-01
First Trust Dorsey Wright DALI 1 ETF
June 1, 2018
Q2
2018
PC-2018-0077
2018-06-01
Credit Suisse FI Enhanced Europe 50 Exchange Traded
June 1, 2018
Q2
2018
PC-2018-0076
2018-04-20
Global X Autonomous & Electric Vehicles ETF
April 20, 2018
Q2
2018
PC-2018-0075
2018-04-20
Principal Investment Grade Corporate Active ETF
April 20, 2018
Q2
2018
PC-2018-0074
2018-04-20
Hartford Funds Exchange-Traded Trust
April 20, 2018
Q2
2018
PC-2018-0073
2018-04-20
Direxion Daily Robotics, Artificial Intelligence & Automation Index Bull 3X Shares
April 20, 2018
Q2
2018
PC-2018-0072
2018-04-17
GS Finance Corp. Large Cap Growth Index-Linked ETNs Due 2028
April 17, 2018
Q2
2018
PC-2018-0071
2018-04-16
Xtrackers Russell 1000 US QARP ETF
April 16, 2018
Q2
2018
PC-2018-0070
2018-04-16
VanEck Vectors Real Asset Allocation ETF
April 16, 2018
Q2
2018
PC-2018-0069
2018-04-16
PPTY – U.S. Diversified Real Estate ETF
April 16, 2018
Q2
2018
PC-2018-0068
2018-04-16
PGIM Ultra Short Bond ETF
April 16, 2018
Q2
2018
PC-2018-0067
2018-04-16
Pacer Military Times Best Employers ETF
April 16, 2018
Q2
2018
PC-2018-0066
2018-04-16
Nationwide Maximum Diversification Emerging Markets Core Equity ETF
April 16, 2018
Q2
2018
PC-2018-0065
2018-04-16
LHA Market State U.S. Tactical ETF
April 16, 2018
Q2
2018
PC-2018-0064
2018-04-16
iShares U.S. Infrastructure ETF
April 16, 2018
Q2
2018
PC-2018-0063
2018-04-16
iShares MSCI USA Small-Cap ESG Optimized ETF
April 16, 2018
Q2
2018
PC-2018-0062
2018-04-16
iShares Bloomberg Roll Select Commodity Strategy ETF
April 16, 2018
Q2
2018
PC-2018-0061
2018-04-16
Cboe Vest S&P 500 Dividend Aristocrats Target Income ETF
April 16, 2018
Q2
2018
PC-2018-0060
2018-03-23
iShares iBonds Dec 2024 Term Muni Bond ETF
March 23, 2018
Q1
2018
PC-2018-0059
2018-03-23
iShares U.S. ETF Trust
March 23, 2018
Q1
2018
PC-2018-0058
2018-03-23
Citi FI Enhanced Europe 50 ETNs due November 30, 2027
March 23, 2018
Q1
2018
PC-2018-0057
2018-03-23
Breakwave Dry Bulk Shipping ETF
March 23, 2018
Q1
2018
PC-2018-0056
2018-03-23
Barclays ETN+ FI Enhanced Europe 50 Exchange Traded Notes Series C
March 23, 2018
Q1
2018
PC-2018-0055
2018-03-14
NYSE Pickens Oil Response ETF
March 14, 2018
Q1
2018
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