Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-01-21
Nushares ETF Trust
January 21, 2025
Q1
2025
2025-01-21
USCF Daily Target 2X Copper Index ETF
January 21, 2025
Q1
2025
2025-01-21
MRBL Enhanced Equity ETF
January 21, 2025
Q1
2025
2025-01-21
Calamos Bitcoin Structured Alt Protection ETF – January
January 21, 2025
Q1
2025
2025-01-17
Leuthold Select Industries ETF
January 17, 2025
Q1
2025
2025-01-17
First Trust Exchange-Traded Fund VIII
January 17, 2025
Q1
2025
2025-01-16
Defiance Daily Target 2X Long SOFI ETF
January 16, 2025
Q1
2025
2025-01-15
iShares Large Cap Accelerated ETF
January 15, 2025
Q1
2025
2025-01-15
Capital Group U.S. Small and Mid Cap ETF
January 15, 2025
Q1
2025
2025-01-14
Sprott Silver Miners & Physical Silver ETF
January 14, 2025
Q4
2025
2025-01-14
Militia Long-Short Equity ETF
January 14, 2025
Q1
2025
2025-01-14
Infrastructure Capital Bond Income ETF
January 14, 2025
Q1
2025
2025-01-14
Hull Tactical US ETF
January 14, 2025
Q1
2025
2025-01-14
NEOS Real Estate High Income ETF
January 14, 2025
Q1
2025
2025-01-13
Themes ETF Trust
January 13, 2025
Q1
2025
2025-01-13
YieldMax Crypto Industry & Tech Portfolio Option Income ETF
January 13, 2025
Q1
2025
2025-01-13
Simplify China A Shares PLUS Income ETF
January 13, 2025
Q1
2025
2025-01-13
Relative Strength Managed Volatility Strategy ETF
January 13, 2025
Q1
2025
2025-01-10
Spinnaker ETF Series
January 10, 2025
Q1
2025
2025-01-07
AIM ETF Products Trust
January 7, 2025
Q1
2025
2025-01-06
Alger Russell Innovation ETF
January 6, 2025
Q1
2025
2025-01-06
Precidian ETFs Trust
January 6, 2025
Q1
2025
2025-01-05
Fortuna Hedged Bitcoin Fund
January 5, 2025
Q1
2025
2025-01-05
Stone Ridge Trust
January 5, 2025
Q1
2025
2025-01-02
Defiance Daily Target 2X Long RIOT ETF
January 2, 2025
Q1
2025
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