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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2019-0109
2019-10-24
Innovator ETFs Trust
October 24, 2019
Q4
2019
PC-2019-0108
2019-10-24
GraniteShares XOUT U.S. Large Cap ETF
October 24, 2019
Q4
2019
PC-2019-0107
2019-10-24
ETFMG Sit Ultra Short ETF
October 24, 2019
Q4
2019
PC-2019-0106
2019-10-02
US Vegan Climate ETF
October 2, 2019
Q4
2019
PC-2019-0105
2019-10-02
Nuveen ESG High Yield Corporate Bond ETF
October 2, 2019
Q4
2019
PC-2019-0104
2019-10-02
iShares iBonds Dec 2029 Term Corporate ETF
October 2, 2019
Q4
2019
PC-2019-0103
2019-10-02
Invesco Exchange-Traded Self-Indexed Fund Trust
October 2, 2019
Q4
2019
PC-2019-0102
2019-10-02
Invesco Exchange-Traded Self-Indexed Fund Trust
October 2, 2019
Q4
2019
PC-2019-0101
2019-10-02
Global X Cannabis ETF
October 2, 2019
Q4
2019
PC-2019-0100
2019-10-02
Franklin Liberty U.S. Core Bond ETF
October 2, 2019
Q4
2019
PC-2019-0099
2019-10-02
Columbia ETF Trust I
October 2, 2019
Q4
2019
PC-2019-0098
2019-10-02
Avantis Emerging Markets Equity ETF
October 2, 2019
Q4
2019
PC-2019-0097
2019-10-02
American Century ETF Trust
October 2, 2019
Q4
2019
PC-2019-0096
2019-09-12
WisdomTree Cloud Computing Fund
September 12, 2019
Q3
2019
PC-2019-0095
2019-09-12
Innovator ETFs Trust
September 12, 2019
Q3
2019
PC-2019-0094
2019-09-12
First Trust EIP Carbon Impact ETF
September 12, 2019
Q3
2019
PC-2019-0093
2019-08-02
WBI BullBear Trend Switch US Total Return ETF
August 2, 2019
Q3
2019
PC-2019-0092
2019-08-02
Wahed FTSE USA Shariah ETF
August 2, 2019
Q3
2019
PC-2019-0091
2019-08-02
The Cannabis ETF
August 2, 2019
Q3
2019
PC-2019-0090
2019-08-02
Principal Exchange-Traded Funds
August 2, 2019
Q3
2019
PC-2019-0089
2019-08-02
IQ Ultra Short Duration ETF
August 2, 2019
Q3
2019
PC-2019-0088
2019-08-02
Invesco Exchange-Traded Fund Trust
August 2, 2019
Q3
2019
PC-2019-0087
2019-08-02
Innovator ETFs Trust
August 2, 2019
Q3
2019
PC-2019-0086
2019-08-02
FlexShares Trust
August 2, 2019
Q3
2019
PC-2019-0085
2019-08-02
Cambria Cannabis ETF
August 2, 2019
Q3
2019
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