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General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2020-0026
2020-02-05
iShares U.S. Tech Breakthrough Multisector ETF
February 5, 2020
Q1
2020
PC-2020-0025
2020-02-05
iShares Trust
February 5, 2020
Q1
2020
PC-2020-0024
2020-02-05
Innovator ETFs Trust
February 5, 2020
Q1
2020
PC-2020-0023
2020-02-05
Day Hagan/Ned Davis Research Smart Sector ETF
February 5, 2020
Q1
2020
PC-2020-0022
2020-02-05
CP High Yield Trend ETF
February 5, 2020
Q1
2020
PC-2020-0021
2020-02-05
Absolute Core Strategy ETF
February 5, 2020
Q1
2020
PC-2020-0020
2020-01-10
SP Funds S&P 500 Sharia Industry Exclusions ETF
January 10, 2020
Q1
2020
PC-2020-0019
2020-01-10
SP Funds Dow Jones Global Sukuk ETF
January 10, 2020
Q1
2020
PC-2020-0018
2020-01-10
Source Dividend Opportunity ETF
January 10, 2020
Q1
2020
PC-2020-0017
2020-01-10
RPAR Risk Parity ETF
January 10, 2020
Q1
2020
PC-2020-0016
2020-01-10
PIMCO RAFI ESG U.S. ETF
January 10, 2020
Q1
2020
PC-2020-0015
2020-01-10
PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
January 10, 2020
Q1
2020
PC-2020-0014
2020-01-10
Nationwide Risk-Managed Income ETF
January 10, 2020
Q1
2020
PC-2020-0013
2020-01-10
Leuthold Core ETF
January 10, 2020
Q1
2020
PC-2020-0012
2020-01-10
KFA Dynamic Fixed Income ETF
January 10, 2020
Q1
2020
PC-2020-0011
2020-01-10
JPMorgan BetaBuilders International Equity ETF
January 10, 2020
Q1
2020
PC-2020-0010
2020-01-10
Innovator ETFs Trust
January 10, 2020
Q1
2020
PC-2020-0009
2020-01-10
Innovator ETFs Trust
January 10, 2020
Q1
2020
PC-2020-0008
2020-01-10
Infusive Compounding Global Equities ETF
January 10, 2020
Q1
2020
PC-2020-0007
2020-01-10
IndexIQ ETF Trust
January 10, 2020
Q1
2020
PC-2020-0006
2020-01-10
iM DBi Hedge Strategy ETF
January 10, 2020
Q1
2020
PC-2020-0005
2020-01-10
Global Beta Smart Income ETF
January 10, 2020
Q1
2020
PC-2020-0004
2020-01-10
Franklin Liberty Systematic Style Premia ETF
January 10, 2020
Q1
2020
PC-2020-0003
2020-01-10
Bank of Montreal Notes
January 10, 2020
Q1
2020
PC-2020-0002
2020-01-10
Anfield U.S. Equity Sector Rotation ETF
January 10, 2020
Q1
2020
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