Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-02-02
PGIM S&P 500 Max Buffer ETF – February
February 2, 2025
Q1
2025
2025-02-02
Innovator ETFs Trust
February 2, 2025
Q1
2025
2025-02-02
Calamos S&P 500 Structured Alt Protection ETF — February
February 2, 2025
Q1
2025
2025-02-02
Goldman Sachs U.S. Large Cap Buffer 2 ETF
February 2, 2025
Q2
2025
2025-02-02
AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF
February 2, 2025
Q2
2025
2025-01-30
Yields for You Strategy A ETF
January 30, 2025
Q1
2025
2025-01-30
T-Rex 2X Long HOOD Daily Target ETF
January 30, 2025
Q1
2025
2025-01-29
iShares BBB-B CLO Active ETF
January 29, 2025
Q1
2025
2025-01-29
Grayscale Bitcoin Miners ETF
January 29, 2025
Q1
2025
2025-01-29
YieldMax CVNA Option Income Strategy ETF
January 29, 2025
Q1
2025
2025-01-28
Roundhill Uranium ETF
January 28, 2025
Q1
2025
2025-01-28
Sarmaya Thematic ETF
January 28, 2025
Q1
2025
2025-01-27
PEO AlphaQuest Thematic PE ETF
January 27, 2025
Q1
2025
2025-01-24
TrueShares Seasonality Laddered Buffered ETF
January 24, 2025
Q1
2025
2025-01-23
Leverage Shares 2X Long AMD Daily ETF
January 23, 2025
Q1
2025
2025-01-22
Thornburg International Growth ETF
January 22, 2025
Q1
2025
2025-01-22
Pacific North of South EM Equity Active ETF
January 22, 2025
Q1
2025
2025-01-22
Horizon Funds
January 22, 2025
Q1
2025
2025-01-22
Franklin Templeton ETF Trust
January 22, 2025
Q1
2025
2025-01-22
PEO AlphaQuest Thematic PE ETF
January 22, 2025
Q1
2025
2025-01-22
YieldMax AI & Tech Portfolio Option Income ETF
January 22, 2025
Q1
2025
2025-01-22
FolioBeyond Enhanced Fixed Income Premium ETF
January 22, 2025
Q1
2025
2025-01-21
Thornburg International Equity ETF
January 21, 2025
Q1
2025
2025-01-21
Leuthold Core ETF
January 21, 2025
Q1
2025
2025-01-21
Elevation Series Trust
January 21, 2025
Q1
2025
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