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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2021-0184
2021-07-09
First Trust Exchange-Traded Fund VIII
July 9, 2021
Q3
2021
PC-2021-0183
2021-07-09
Fidelity Preferred Securities & Income ETF
July 9, 2021
Q3
2021
PC-2021-0182
2021-07-09
Fidelity Covington Trust
July 9, 2021
Q3
2021
PC-2021-0181
2021-07-09
Asian Growth Cubs ETF
July 9, 2021
Q3
2021
PC-2021-0180
2021-07-09
ETF Managers Trust
July 9, 2021
Q3
2021
PC-2021-0179
2021-07-09
Syntax Stratified U.S. Total Market Hedged ETF
July 9, 2021
Q3
2021
PC-2021-0178
2021-07-09
Pacer iPath Gold Trendpilot Exchange-Traded Notes
July 9, 2021
Q3
2021
PC-2021-0177
2021-07-09
First Trust Expanded Technology ETF
July 9, 2021
Q3
2021
PC-2021-0176
2021-07-09
Invesco PHLX Semiconductor ETF
July 9, 2021
Q3
2021
PC-2021-0175
2021-07-09
Invesco Nasdaq Biotechnology ETF
July 9, 2021
Q3
2021
PC-2021-0174
2021-07-09
Direxion Shares ETF Trust
July 9, 2021
Q3
2021
PC-2021-0173
2021-07-09
iShares Cloud 5G and Tech ETF
July 9, 2021
Q3
2021
PC-2021-0172
2021-07-09
Emles Alpha Opportunities ETF
July 9, 2021
Q3
2021
PC-2021-0171
2021-07-09
T. Rowe Price U.S. Equity Research ETF
July 9, 2021
Q3
2021
PC-2021-0170
2021-07-09
KraneShares Hang Seng TECH Index ETF
July 9, 2021
Q3
2021
PC-2021-0169
2021-07-09
Roundhill MVP ETF
July 9, 2021
Q3
2021
PC-2021-0168
2021-07-09
Hartford Longevity Economy ETF
July 9, 2021
Q3
2021
PC-2021-0167
2021-07-09
Krane Shares Bloomberg Barclays China Bond Inclusion Index ETF
July 9, 2021
Q3
2021
PC-2021-0166
2021-07-09
Defiance Hotel, Airline, and Cruise ETF
July 9, 2021
Q2
2021
PC-2021-0165
2021-07-09
WisdomTree BioRevolution Fund
July 9, 2021
Q3
2021
PC-2021-0164
2021-07-09
TrueShares Structured Outcome (June) ETF
July 9, 2021
Q3
2021
PC-2021-0163
2021-07-02
Roundhill Ball Metaverse ETF
July 2, 2021
Q3
2021
PC-2021-0162
2021-06-24
Dimensional ETF Funds
June 24, 2021
Q2
2021
PC-2021-0161
2021-06-18
Defiance Next Gen Altered Experience ETF
June 18, 2021
Q2
2021
PC-2021-0160
2021-06-18
Putnam ETF Trust
June 18, 2021
Q2
2021
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