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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2021-0209
2021-07-29
Amplify Thematic All-Stars ETF
July 29, 2021
Q3
2021
PC-2021-0208
2021-07-29
Viridi Cleaner Energy Crypto-Mining & Semiconductor ETF
July 29, 2021
Q3
2021
PC-2021-0207
2021-07-29
ATAC Credit Rotation ETF
July 29, 2021
Q3
2021
PC-2021-0206
2021-07-29
iShares iBonds Dec 2031 Term Treasury ETF
July 29, 2021
Q3
2021
PC-2021-0205
2021-07-29
ZEGA Buy and Hedge ETF
July 29, 2021
Q3
2021
PC-2021-0204
2021-07-21
Jacob Forward ETF
July 21, 2021
Q3
2021
PC-2021-0203
2021-07-21
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - June
July 21, 2021
Q3
2021
PC-2021-0202
2021-07-21
Global X Funds
July 21, 2021
Q3
2021
PC-2021-0201
2021-07-09
AdvisorShares Gerber Kawasaki ETF
July 9, 2021
Q3
2021
PC-2021-0200
2021-07-09
Innovator ETFs Trust
July 9, 2021
Q3
2021
PC-2021-0199
2021-07-09
Pacer Funds Trust
July 9, 2021
Q3
2021
PC-2021-0198
2021-07-09
Alexis Practical Tactical ETF
July 9, 2021
Q3
2021
PC-2021-0197
2021-07-09
American Century ETF Trust
July 9, 2021
Q3
2021
PC-2021-0196
2021-07-09
Invesco Exchange-Traded Fund Trust II
July 9, 2021
Q3
2021
PC-2021-0195
2021-07-09
Sparkline Intangible Value ETF
July 9, 2021
Q3
2021
PC-2021-0194
2021-07-09
iShares Gold Trust Micro
July 9, 2021
Q3
2021
PC-2021-0193
2021-07-09
IQ MacKay ESG Core Plus Bond ETF
July 9, 2021
Q3
2021
PC-2021-0192
2021-07-09
LeaderShares Dynamic Yield ETF
July 9, 2021
Q3
2021
PC-2021-0191
2021-07-09
WisdomTree U.S. Growth & Momentum Fund
July 9, 2021
Q3
2021
PC-2021-0190
2021-07-09
iShares iBonds Dec 2031 Term Corporate ETF
July 9, 2021
Q3
2021
PC-2021-0189
2021-07-09
Amplify Cleaner Living ETF
July 9, 2021
Q3
2021
PC-2021-0188
2021-07-09
Engine No. 1 Transform 500 ETF
July 9, 2021
Q3
2021
PC-2021-0187
2021-07-09
Robinson Alternative Yield Pre-merger SPAC ETF
July 9, 2021
Q3
2021
PC-2021-0186
2021-07-09
First Trust Exchange-Traded Fund VI
July 9, 2021
Q3
2021
PC-2021-0185
2021-07-09
Janus Henderson U.S. Real Estate ETF
July 9, 2021
Q3
2021
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