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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2021-0284
2021-10-15
T. Rowe Price Exchange-Traded Funds, Inc
October 15, 2021
Q4
2021
PC-2021-0283
2021-10-15
Day Hagan-Ned Davis Research Smart Sector Fixed
October 15, 2021
Q4
2021
PC-2021-0282
2021-10-15
Simplify Risk Parity Treasury ETF
October 15, 2021
Q4
2021
PC-2021-0281
2021-10-15
SPDR Loomis Sayles Opportunistic Bond ETF
October 15, 2021
Q4
2021
PC-2021-0280
2021-10-15
Nuveen Growth Opportunities ETF
October 15, 2021
Q4
2021
PC-2021-0279
2021-10-15
Nuveen ESG Dividend ETF
October 15, 2021
Q4
2021
PC-2021-0278
2021-10-15
FMQQ The Next Frontier Internet & Ecommerce ETF
October 15, 2021
Q4
2021
PC-2021-0277
2021-10-15
Cannabis Growth ETF
October 15, 2021
Q4
2021
PC-2021-0276
2021-10-15
Direxion Daily US Infrastructure Bull 2X Shares
October 15, 2021
Q4
2021
PC-2021-0275
2021-10-15
abrdn Bloomberg Industrial Metals Strategy K-1 Free ETF
October 15, 2021
Q4
2021
PC-2021-0274
2021-10-15
Avantis U.S. Large Cap Value ETF
October 15, 2021
Q4
2021
PC-2021-0273
2021-10-15
Hartford Sustainable Income ETF
October 15, 2021
Q4
2021
PC-2021-0272
2021-10-15
Amplify Digital & Online Trading ETF
October 15, 2021
Q4
2021
PC-2021-0271
2021-10-15
Columbia Short Duration Bond ETF
October 15, 2021
Q4
2021
PC-2021-0270
2021-10-15
CrossingBridge Pre-Merger SPAC ETF
October 15, 2021
Q4
2021
PC-2021-0269
2021-10-15
FlexShares Trust
October 15, 2021
Q4
2021
PC-2021-0268
2021-10-15
AltShares Event-Driven ETF
October 15, 2021
Q4
2021
PC-2021-0267
2021-10-15
First Trust SkyBridge Crypto Industry and Digital Economy ETF
October 15, 2021
Q4
2021
PC-2021-0266
2021-10-15
ETFMG Breakwave Sea Decarbonization Tech ETF
October 15, 2021
Q4
2021
PC-2021-0265
2021-10-15
Quadratic Deflation ETF
October 15, 2021
Q4
2021
PC-2021-0264
2021-10-15
APEX HealthCare ETF
October 15, 2021
Q4
2021
PC-2021-0263
2021-10-15
Harbor ETF Trust
October 15, 2021
Q4
2021
PC-2021-0262
2021-10-15
AdvisorShares Psychedelics ETF
October 15, 2021
Q4
2021
PC-2021-0261
2021-10-15
Goldman Sachs Future Tech Leaders Equity ETF
October 15, 2021
Q4
2021
PC-2021-0260
2021-10-15
Hartford Schroders Commodity Strategy ETF
October 15, 2021
Q4
2021
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