Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2022-01-07
American CenturY Select High Yield ETF
January 7, 2022
Q1
2022
2022-01-07
Invesco ESG S&P 500 Equal Weight ETF
January 7, 2022
Q1
2022
2022-01-07
McElhenny Sheffield Managed Risk ETF
January 7, 2022
Q1
2022
2022-01-07
Goose Hollow Tactical Allocation ETF
January 7, 2022
Q1
2022
2022-01-07
OneAscent Large Cap Core ETF
January 7, 2022
Q1
2022
2022-01-07
Schwab Ariel ESG ETF
January 7, 2022
Q1
2022
2022-01-07
iBET Sports Betting & Gaming ETF
January 7, 2022
Q1
2022
2022-01-07
Global X Blockchain & Bitcoin Strategy ETF
January 7, 2022
Q1
2022
2021-12-02
VanEck Bitcoin Strategy ETF
December 2, 2021
Q4
2021
2021-11-22
Dimensional ETF Trust
November 22, 2021
Q4
2021
2021-11-22
AdvisorShares Poseidon Dynamic Cannabis ETF
November 22, 2021
Q4
2021
2021-11-19
Starboard Investment Trust
November 19, 2021
Q4
2021
2021-11-19
USCF Gold Strategy Plus Income Fund
November 19, 2021
Q4
2021
2021-11-19
BMO ETNs
November 19, 2021
Q4
2021
2021-11-19
Goldman Sachs ETF Trust
November 19, 2021
Q4
2021
2021-11-19
VanEck Green Metals ETF
November 19, 2021
Q4
2021
2021-11-19
Hartford Large Cap Growth ETF
November 19, 2021
Q4
2021
2021-11-19
iShares ESG Advanced Investment Grade Corporate Bond ETF
November 19, 2021
Q4
2021
2021-11-19
Tuttle Capital Short Innovation ETF
November 19, 2021
Q4
2021
2021-11-19
Starboard Investment Trust
November 19, 2021
Q4
2021
2021-11-19
iShares ESG MSCI USA Min Vol Factor ETF
November 19, 2021
Q4
2021
2021-11-19
Impact Shares MSCI Global Climate Select ETF
November 19, 2021
Q4
2021
2021-11-19
Collaborative Investment Series Trust
November 19, 2021
Q4
2021
2021-11-19
JPMorgan Income ETF
November 19, 2021
Q4
2021
2021-11-19
Simplify Hedged Equity ETF
November 19, 2021
Q4
2021
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