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General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2022-0063
2022-02-10
AllianzIM U.S. Large Cap 6 Month Buffer10 Jan-Jul ETF
February 10, 2022
Q1
2022
PC-2022-0062
2022-02-10
RiverNorth Volition America Patriot ETF
February 10, 2022
Q1
2022
PC-2022-0061
2022-02-09
The Advisors' Inner Circle Fund III
February 9, 2022
Q1
2022
PC-2022-0060
2022-02-09
Rareview Systematic Equity ETF
February 9, 2022
Q1
2022
PC-2022-0059
2022-02-09
U.S. Global Sea to Sky Cargo ETF
February 9, 2022
Q1
2022
PC-2022-0058
2022-02-09
Amberwave Invest USA JSG Fund
February 9, 2022
Q1
2022
PC-2022-0057
2022-02-09
Subversive Metaverse ETF
February 9, 2022
Q1
2022
PC-2022-0056
2022-01-20
Direxion Shares ETF Trust
January 20, 2022
Q1
2022
PC-2022-0055
2022-01-07
The RBB Fund Inc
January 7, 2022
Q1
2022
PC-2022-0054
2022-01-07
AXS Astoria Inflation Sensitive ETF
January 7, 2022
Q1
2022
PC-2022-0053
2022-01-07
InfraCap Equity Income Fund ETF
January 7, 2022
Q1
2022
PC-2022-0052
2022-01-07
Strategy Shares Nasdaq 5HANDL Index ETF
January 7, 2022
Q1
2022
PC-2022-0051
2022-01-07
VegTech Plant-based Innovation & Climate ETF
January 7, 2022
Q1
2022
PC-2022-0050
2022-01-07
Cultivar ETF
January 7, 2022
Q1
2022
PC-2022-0049
2022-01-07
B.A.D. ETF
January 7, 2022
Q1
2022
PC-2022-0048
2022-01-07
V-Shares US Leadership Diversity ETF
January 7, 2022
Q1
2022
PC-2022-0047
2022-01-07
IQ MacKay California Municipal Intermediate ETF
January 7, 2022
Q1
2022
PC-2022-0046
2022-01-07
Kingsbarn Tactical Bond ETF
January 7, 2022
Q1
2022
PC-2022-0045
2022-01-07
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF - December
January 7, 2022
Q1
2022
PC-2022-0044
2022-01-07
ETF Series Solutions
January 7, 2022
Q1
2022
PC-2022-0043
2022-01-07
Grizzle Growth ETF
January 7, 2022
Q1
2022
PC-2022-0042
2022-01-07
FPA Global Equity ETF
January 7, 2022
Q1
2022
PC-2022-0041
2022-01-07
Federated Hermes ETF Trust
January 7, 2022
Q1
2022
PC-2022-0040
2022-01-07
UBC Algorithmic Fundamentals ETF
January 7, 2022
Q1
2022
PC-2022-0039
2022-01-07
The Advisors' Inner Circle Fund III
January 7, 2022
Q1
2022
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