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General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2022-0203
2022-06-22
VanEck CLO ETF
June 22, 2022
Q2
2022
PC-2022-0202
2022-06-21
Bank of Montreal Notes
June 21, 2022
Q2
2022
PC-2022-0201
2022-06-21
Ionic Inflation Protection ETF
June 21, 2022
Q2
2022
PC-2022-0200
2022-06-17
Short Bitcoin Strategy ETF
June 17, 2022
Q2
2022
PC-2022-0199
2022-06-15
Syntax Stratified Total Market II ETF
June 15, 2022
Q2
2022
PC-2022-0198
2022-06-15
Optimize AI Smart Sentiment Event-Driven ETF
June 15, 2022
Q2
2022
PC-2022-0197
2022-06-15
FT Cboe Vest Fund of Nasdaq-100® Buffer ETFs
June 15, 2022
Q2
2022
PC-2022-0196
2022-06-13
JPMorgan International Research Enhanced Equity ETF
June 13, 2022
Q2
2022
PC-2022-0195
2022-06-08
Pacer Funds Trust
June 8, 2022
Q2
2022
PC-2022-0194
2022-06-08
PIMCO Senior Loan Active Exchange-Traded Fund
June 8, 2022
Q2
2022
PC-2022-0193
2022-06-08
V-Shares MSCI World ESG Materiality and Carbon Transition ETF
June 8, 2022
Q2
2022
PC-2022-0192
2022-06-07
USCF Dividend Income Fund
June 7, 2022
Q2
2022
PC-2022-0191
2022-06-07
Gotham 1000 Value ETF
June 7, 2022
Q2
2022
PC-2022-0190
2022-06-06
Newday Ocean Health ETF
June 6, 2022
Q2
2022
PC-2022-0189
2022-05-31
Procure Disaster Recovery Strategy ETF
May 31, 2022
Q2
2022
PC-2022-0188
2022-05-31
Direxion Breakfast Commodities Strategy ETF
May 31, 2022
Q2
2022
PC-2022-0187
2022-05-25
BondBloxx ETF Trust
May 25, 2022
Q2
2022
PC-2022-0186
2022-05-23
PGIM Floating Rate Income ETF
May 23, 2022
Q2
2022
PC-2022-0185
2022-05-20
JPMorgan Realty Income ETF
May 20, 2022
Q2
2022
PC-2022-0184
2022-05-20
Harbor Dividend Growth Leaders ETF
May 20, 2022
Q2
2022
PC-2022-0183
2022-05-19
ALPS Intermediate Municipal Bond ETF
May 19, 2022
Q2
2022
PC-2022-0182
2022-05-18
Relative Sentiment Tactical Allocation ETF
May 18, 2022
Q2
2022
PC-2022-0181
2022-05-17
Acruence Active Hedge U.S. Equity ETF
May 17, 2022
Q2
2022
PC-2022-0180
2022-05-17
Listed Funds Trust
May 17, 2022
Q2
2022
PC-2022-0179
2022-05-17
Constrained Capital ESG Orphans ETF
May 17, 2022
Q2
2022
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