Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2022-11-03
Reverb ETF
November 3, 2022
Q4
2022
2022-11-02
VanEck Dynamic High Income ETF
November 2, 2022
Q4
2022
2022-11-02
FT Energy Income Partners Strategy ETF
November 2, 2022
Q4
2022
2022-11-02
BNY Mellon Global Infrastructure Income ETF
November 2, 2022
Q4
2022
2022-11-01
Dimensional ETF Trust
November 1, 2022
Q4
2022
2022-11-01
AIM ETF Products Trust
November 1, 2022
Q4
2022
2022-11-01
Aptus Enhanced Yield ETF
November 1, 2022
Q4
2022
2022-10-31
Victory Portfolios
October 31, 2022
Q4
2022
2022-10-31
Franklin Templeton ETF Trust
October 31, 2022
Q4
2022
2022-10-28
Pacer Trendpilot 100 ETF
October 28, 2022
Q4
2022
2022-10-28
Simplify Enhanced Income ETF
October 28, 2022
Q4
2022
2022-10-27
Simplify Stable Income ETF
October 27, 2022
Q4
2022
2022-10-26
T. Rowe Price U.S. High Yield ETF
October 26, 2022
Q4
2022
2022-10-26
Capital Group Fixed Income ETF Trust
October 26, 2022
Q4
2022
2022-10-26
First Trust Indxx Aerospace & Defense ETF
October 26, 2022
Q4
2022
2022-10-26
First Trust Growth Strength ETF
October 26, 2022
Q4
2022
2022-10-24
Neuberger Berman Commodity Strategy ETF
October 24, 2022
Q4
2022
2022-10-24
Angel Oak UltraShort Income ETF
October 24, 2022
Q4
2022
2022-10-24
IQ Candriam ESG U.S. Mid Cap Equity ETF
October 24, 2022
Q4
2022
2022-10-24
IQ MacKay ESG High Income ETF
October 24, 2022
Q4
2022
2022-10-21
Soundwatch Hedged Equity ETF
October 21, 2022
Q4
2022
2022-10-20
VanEck Green Infrastructure ETF
October 20, 2022
Q4
2022
2022-10-19
FT Cboe Vest Rising Dividend Achievers Target Income ETF
October 19, 2022
Q4
2022
2022-10-18
IndexIQ ETF Trust
October 18, 2022
Q4
2022
2022-10-14
EA Bridgeway Blue Chip ETF
October 14, 2022
Q4
2022
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