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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2023-0128
2023-06-13
Aptus Large Cap Enhanced Yield ETF
June 13, 2023
Q2
2023
PC-2023-0127
2023-06-13
Defiance Pure Electric Vehicle ETF
June 13, 2023
Q2
2023
PC-2023-0126
2023-06-12
Fidelity Disruptive Communication ETF
June 12, 2023
Q2
2023
PC-2023-0125
2023-06-12
Fidelity Disruptive Medicine ETF
June 12, 2023
Q2
2023
PC-2023-0124
2023-06-12
Fidelity Disruptive Technology ETF
June 12, 2023
Q2
2023
PC-2023-0123
2023-06-12
Fidelity Disruptive Finance ETF
June 12, 2023
Q2
2023
PC-2023-0122
2023-06-12
Fidelity Disruptive Automation ETF
June 12, 2023
Q2
2023
PC-2023-0121
2023-06-08
iShares Climate Conscious & Transition MSCI USA ETF
June 8, 2023
Q2
2023
PC-2023-0120
2023-06-08
LHA Risk-Managed Income ETF
June 8, 2023
Q2
2023
PC-2023-0119
2023-06-07
Franklin Income Focus ETF
June 7, 2023
Q2
2023
PC-2023-0118
2023-06-07
Running Oak Efficient Growth ETF
June 7, 2023
Q2
2023
PC-2023-0117
2023-06-07
Goldman Sachs MarketBeta Total International Equity ETF
June 7, 2023
Q2
2023
PC-2023-0116
2023-06-05
Hull Tactical US ETF
June 5, 2023
Q2
2023
PC-2023-0115
2023-05-31
AIM ETF Products Trust
May 31, 2023
2023
PC-2023-0114
2023-05-25
Global X Carbon Credits Strategy ETF
May 25, 2023
Q2
2023
PC-2023-0113
2023-05-23
QRAFT AI-Pilot U.S. Large Cap Dynamic Beta and Income ETF
May 23, 2023
Q2
2023
PC-2023-0112
2023-05-22
BlackRock Large Cap Value ETF
May 22, 2023
Q2
2023
PC-2023-0111
2023-05-22
BlackRock Flexible Income ETF
May 22, 2023
Q2
2023
PC-2023-0110
2023-05-19
First Trust Exchange-Traded Fund VIII
May 19, 2023
Q2
2023
PC-2023-0109
2023-05-18
X-Square Municipal Income Tax Free ETF
May 18, 2023
Q2
2023
PC-2023-0108
2023-05-17
Putnam Emerging Markets ex-China ETF
May 17, 2023
Q2
2023
PC-2023-0107
2023-05-17
Euclidean Fundamental Value ETF
May 17, 2023
Q2
2023
PC-2023-0106
2023-05-17
Roundhill Generative AI & Technology ETF
May 17, 2023
Q2
2023
PC-2023-0105
2023-05-17
CNIC ICE U.S. Carbon Neutral Power Futures Index ETF
May 17, 2023
Q2
2023
PC-2023-0104
2023-05-17
BNY Mellon ETF Trust
May 17, 2023
Q2
2023
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