Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2021-11-19
JPMorgan Income ETF
November 19, 2021
Q4
2021
2021-11-19
Simplify Hedged Equity ETF
November 19, 2021
Q4
2021
2021-11-19
Advocate Rising Rate Hedge ETF
November 19, 2021
Q4
2021
2021-11-19
Exchange Traded Concepts Trust
November 19, 2021
Q4
2021
2021-11-19
Roundhill IO Digital Infrastructure ETF
November 19, 2021
Q4
2021
2021-11-19
ProShares Trust
November 19, 2021
Q4
2021
2021-11-19
Invesco Exchange-Traded Fund Trust II
November 19, 2021
Q4
2021
2021-11-19
First Trust Exchange-Traded Fund VIII
November 19, 2021
Q4
2021
2021-11-19
IndexIQ ETF Trust
November 19, 2021
Q4
2021
2021-11-19
ETFMG Real Estate Tech ETF
November 19, 2021
Q4
2021
2021-11-19
Alpha Dog ETF
November 19, 2021
Q4
2021
2021-11-19
iShares USD Bond Factor ETF
November 19, 2021
Q4
2021
2021-11-19
First Trust Multi-Manager Small Cap Opportunities ETF
November 19, 2021
Q4
2021
2021-11-19
Simplify Health Care ETF
November 19, 2021
Q4
2021
2021-11-19
VanEck Morningstar ESG Moat ETF
November 19, 2021
Q4
2021
2021-11-19
KraneShares China Innovation ETF
November 19, 2021
Q4
2021
2021-11-19
WisdomTree Target Range Fund
November 19, 2021
Q4
2021
2021-11-19
Fidelity Covington Trust
November 19, 2021
Q4
2021
2021-11-19
Invesco Exchange-Traded Fund Trust II
November 19, 2021
Q4
2021
2021-11-19
ETFMG 2X Daily Inverse Alternative Harvest ETF
November 19, 2021
Q4
2021
2021-11-19
Victory Portfolios II
November 19, 2021
Q4
2021
2021-11-19
KraneShares Trust
November 19, 2021
Q4
2021
2021-11-19
JPMorgan Active Value ETF
November 19, 2021
Q4
2021
2021-11-19
Innovator ETFs Trust
November 19, 2021
Q4
2021
2021-11-19
AllianzIM U.S. Large Cap 6 Month Buffer10 Apr-Oct ETF
November 19, 2021
Q4
2021
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