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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2025-0106
2025-02-28
Goldman Sachs U.S. Large Cap Buffer 3 ETF
February 28, 2025
Q1
2025
PC-2025-0105
2025-02-28
AllianzIM U.S. Equity Buffer15 Uncapped Mar ETF
February 28, 2025
Q1
2025
PC-2025-0104
2025-02-27
Tidal Trust III
February 27, 2025
Q1
2025
PC-2025-0103
2025-02-27
Eaton Vance High Income Municipal ETF
February 27, 2025
Q1
2025
PC-2025-0102
2025-02-27
RockCreek Global Equality ETF
February 27, 2025
Q1
2025
PC-2025-0101
2025-02-26
JLens 500 Jewish Advocacy U.S. ETF
February 26, 2025
Q1
2025
PC-2025-0100
2025-02-26
First Trust Small Cap Buy-Write Income ETF
February 26, 2025
Q1
2025
PC-2025-0099
2025-02-26
SPDR SSGA Apollo IG Public & Private Credit ETF
February 26, 2025
Q1
2025
PC-2025-0098
2025-02-25
GraniteShares ETF Trust
February 25, 2025
Q1
2025
PC-2025-0097
2025-02-25
The RBB Fund Trust Longview Advantage ETF
February 25, 2025
Q1
2025
PC-2025-0096
2025-02-25
SMI 3Fourteen REAL Asset Allocation ETF
February 25, 2025
Q1
2025
PC-2025-0095
2025-02-25
Touchstone Sands Capital Emerging Markets ex-China Growth ETF
February 25, 2025
Q1
2025
PC-2025-0094
2025-02-24
F/m Ultrashort Treasury Inflation-Protected Security (TIPS) ETF
February 24, 2025
Q1
2025
PC-2025-0093
2025-02-24
Matrix Advisors Value ETF
February 24, 2025
Q1
2025
PC-2025-0092
2025-02-24
First Trust Exchange- Traded Fund VIII
February 24, 2025
Q1
2025
PC-2025-0091
2025-02-20
Yoke Core ETF
February 20, 2025
Q1
2025
PC-2025-0090
2025-02-20
Twin Oak Active Opportunities ETF
February 20, 2025
Q1
2025
PC-2025-0089
2025-02-20
YieldMax Russell 2000 0DTE Covered Call Strategy ETF
February 20, 2025
Q1
2025
PC-2025-0088
2025-02-20
Franklin Crypto Index ETF
February 20, 2025
Q1
2025
PC-2025-0087
2025-02-20
Invesco Steelpath MLP & Energy Infrastructure ETF
February 20, 2025
Q1
2025
PC-2025-0086
2025-02-20
Bank of Montreal Notes
February 20, 2025
Q1
2025
PC-2025-0085
2025-02-19
Sprott Active Gold & Silver Miners ETF
February 19, 2025
Q1
2025
PC-2025-0084
2025-02-18
Volatility Shares Trust
February 18, 2025
Q1
2025
PC-2025-0083
2025-02-18
Thrivent ETF Trust
February 18, 2025
Q1
2025
PC-2025-0082
2025-02-18
Abacus FCF Small Cap Leaders ETF
February 18, 2025
Q1
2025
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