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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2022-0228
2022-08-03
Sprott ESG Gold ETF
August 3, 2022
Q3
2022
PC-2022-0227
2022-08-03
Horizon Kinetics Blockchain Development ETF
August 3, 2022
Q3
2022
PC-2022-0226
2022-07-29
Conductor International Equity Value ETF
July 29, 2022
Q3
2022
PC-2022-0225
2022-07-28
Touchstone US Large Cap Focused ETF
July 28, 2022
Q3
2022
PC-2022-0224
2022-07-25
IQ MacKay Multi-Sector Income ETF
July 25, 2022
Q3
2022
PC-2022-0223
2022-07-25
Innovator Hedged TSLA Strategy ETF
July 25, 2022
Q3
2022
PC-2022-0222
2022-07-22
Touchstone Strategic Income Opportunities ETF
July 22, 2022
Q3
2022
PC-2022-0221
2022-07-14
Investment Managers Series Trust II
July 14, 2022
Q3
2022
PC-2022-0220
2022-07-13
Harbor Energy Transition Strategy ETF
July 13, 2022
Q3
2022
PC-2022-0219
2022-07-13
Matthews International Funds
July 13, 2022
Q3
2022
PC-2022-0218
2022-07-11
AAM Transformers ETF
July 11, 2022
Q3
2022
PC-2022-0217
2022-07-11
RiverNorth Enhanced Pre-Merger SPAC ETF
July 11, 2022
Q3
2022
PC-2022-0216
2022-07-08
iShares iBonds Dec 2032 Term Treasury ETF
July 8, 2022
Q3
2022
PC-2022-0215
2022-07-06
Global X Interest Rate Hedge ETF
July 6, 2022
Q3
2022
PC-2022-0214
2022-07-05
Global X Interest Rate Volatility & Inflation Hedge ETF
July 5, 2022
Q3
2022
PC-2022-0213
2022-06-30
Day Hagan-Ned Davis Research Smart Sector International ETF
June 30, 2022
Q2
2022
PC-2022-0212
2022-06-29
iShares iBonds Dec 2032 Term Corporate ETF
June 29, 2022
Q2
2022
PC-2022-0211
2022-06-29
Franklin Responsibly Sourced Gold ETF
June 29, 2022
Q2
2022
PC-2022-0210
2022-06-29
BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETF
June 29, 2022
Q2
2022
PC-2022-0209
2022-06-28
AOT Growth and Innovation ETF
June 28, 2022
Q2
2022
PC-2022-0208
2022-06-27
Xtrackers Net Zero Pathway Paris Aligned US Equity ETF
June 27, 2022
Q2
2022
PC-2022-0207
2022-06-27
Unified Series Trust
June 27, 2022
Q2
2022
PC-2022-0206
2022-06-23
iShares U.S. ETF Trust
June 23, 2022
Q2
2022
PC-2022-0205
2022-06-23
Nuveen Global Net Zero Transition ETF
June 23, 2022
Q2
2022
PC-2022-0204
2022-06-22
IQ Winslow Large Cap Growth ETF, IQ Winslow Focused Large Cap Growth ETF
June 22, 2022
Q2
2022
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