Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2022-09-27
John Hancock U.S. High Dividend ETF
September 27, 2022
Q3
2022
2022-09-21
iShares MSCI Water Management Multisector ETF
September 21, 2022
Q3
2022
2022-09-21
WisdomTree Emerging Markets ex-China Fund
September 21, 2022
Q3
2022
2022-09-21
FT Cboe Vest U.S. Equity Enhance & Moderate Buffer ETF – September
September 21, 2022
Q3
2022
2022-09-19
Carbon Collective Climate Solutions U.S. Equity ETF
September 19, 2022
Q3
2022
2022-09-16
Hashdex Bitcoin Futures ETF
September 16, 2022
Q3
2022
2022-09-15
Arrow Investments Trust
September 15, 2022
Q3
2022
2022-09-14
BondBloxx ETF Trust
September 14, 2022
Q3
2022
2022-09-14
Strive 500 ETF
September 14, 2022
Q3
2022
2022-09-14
Unified Series Trust
September 14, 2022
Q3
2022
2022-09-14
KraneShares S&P Pan Asia Dividend Aristocrats Index ETF
September 14, 2022
Q3
2022
2022-09-13
AB Active ETFs, Inc.
September 13, 2022
Q3
2022
2022-09-12
THOR Low Volatility ETF
September 12, 2022
Q3
2022
2022-09-12
Newday Sustainable Development Equity ETF
September 12, 2022
Q3
2022
2022-09-12
Carbon Strategy ETF
September 12, 2022
Q3
2022
2022-09-09
Main BuyWrite ETF
September 9, 2022
Q3
2022
2022-09-08
ETF Series Solutions Trust
September 8, 2022
Q3
2022
2022-09-08
Invesco Exchange-Traded Self-Indexed Fund Trust
September 8, 2022
Q3
2022
2022-09-08
Emerge ETF Trust
September 8, 2022
Q3
2022
2022-09-07
Harbor International Compounders ETF
September 7, 2022
Q3
2022
2022-09-07
Amplify International Enhanced Dividend Income ETF
September 7, 2022
Q3
2022
2022-09-07
J.P. Morgan Exchange-Traded Fund Trust
September 7, 2022
Q3
2022
2022-09-07
Emerge ETF Trust
September 7, 2022
Q3
2022
2022-09-06
Direxion Shares ETF Trust
September 6, 2022
Q3
2022
2022-09-01
KPOP and Korean Entertainment ETF
September 1, 2022
Q3
2022
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