Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2022-10-14
FundX Investment Trust
October 14, 2022
Q4
2022
2022-10-12
Invesco NASDAQ Future Gen 200 ETF
October 12, 2022
Q4
2022
2022-10-12
American Century Short Duration Strategic Income ETF
October 12, 2022
Q4
2022
2022-10-12
KraneShares Electrification Metals Strategy ETF
October 12, 2022
Q4
2022
2022-10-12
Harbor Corporate Culture ETF
October 12, 2022
Q4
2022
2022-10-12
VictoryShares WestEnd U.S. Sector ETF
October 12, 2022
Q4
2022
2022-10-11
Schwab Municipal Bond ETF
October 11, 2022
Q4
2022
2022-10-10
God Bless America ETF
October 10, 2022
Q4
2022
2022-10-10
Unlimited HFND Multi-Strategy Return Tracker ETF
October 10, 2022
Q4
2022
2022-10-06
VanEck Morningstar SMID Moat ETF
October 6, 2022
Q4
2022
2022-10-06
Burney U.S. Factor Rotation ETF
October 6, 2022
Q4
2022
2022-10-05
Strive U.S. Semiconductor ETF
October 5, 2022
Q4
2022
2022-10-05
NightShares 500 1x/1.5x ETF
October 5, 2022
Q4
2022
2022-10-05
BlackRock Floating Rate Loan ETF
October 5, 2022
Q4
2022
2022-10-05
Distillate Small/Mid Cash Flow ETF
October 5, 2022
Q4
2022
2022-10-04
SRH U.S. Quality ETF
October 4, 2022
Q4
2022
2022-10-04
Thrivent Small-Mid Cap ESG ETF
October 4, 2022
Q4
2022
2022-10-04
Global X Russell 2000 Covered Call & Growth ETF
October 4, 2022
Q4
2022
2022-10-03
Bitwise Web3 ETF
October 3, 2022
Q4
2022
2022-09-30
Putnam ETF Trust
September 30, 2022
Q3
2022
2022-09-29
Simplify Bitcoin Strategy PLUS Income ETF
September 29, 2022
Q3
2022
2022-09-29
Altrius Global Dividend ETF
September 29, 2022
Q3
2022
2022-09-29
AXS Green Alpha ETF
September 29, 2022
Q3
2022
2022-09-29
American Century ETF Trust
September 29, 2022
Q3
2022
2022-09-27
Noble Absolute Return ETF
September 27, 2022
Q3
2022
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