Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2022-12-01
Main International ETF
December 1, 2022
Q4
2022
2022-12-01
US Vegan Climate ETF
December 1, 2022
Q4
2022
2022-11-30
ProShares S&P Global Core Battery Metals ETF
November 30, 2022
Q4
2022
2022-11-30
AIM ETF Products Trust
November 30, 2022
Q4
2022
2022-11-30
Nicholas Fixed Income Alternative ETF
November 30, 2022
Q4
2022
2022-11-28
The Meet Kevin Pricing Power ETF
November 28, 2022
Q4
2022
2022-11-22
Tidal Trust II
November 22, 2022
Q4
2022
2022-11-21
Global X Funds
November 21, 2022
Q4
2022
2022-11-17
iShares Environmentally Aware Real Estate ETF
November 17, 2022
Q4
2022
2022-11-16
T. Rowe Price Floating Rate ETF
November 16, 2022
Q4
2022
2022-11-16
Harbor Health Care ETF
November 16, 2022
Q4
2022
2022-11-16
Innovator Gradient Tactical Rotation Strategy ETF
November 16, 2022
Q4
2022
2022-11-16
Hartford Disciplined US Equity ETF
November 16, 2022
Q4
2022
2022-11-16
Alpha Architect High Inflation and Deflation ETF
November 16, 2022
Q4
2022
2022-11-15
Federated Hermes U.S. Strategic Dividend ETF
November 15, 2022
Q4
2022
2022-11-15
Dimensional Global Sustainability Fixed Income ETF
November 15, 2022
Q4
2022
2022-11-14
US Treasury 12 Month Bill ETF
November 14, 2022
Q4
2022
2022-11-14
Simplify Short Term Treasury Futures Strategy ETF
November 14, 2022
Q4
2022
2022-11-10
EA Series Trust
November 10, 2022
Q4
2022
2022-11-09
AXS Brendan Wood TopGun Index ETF
November 9, 2022
Q4
2022
2022-11-09
Innovator Equity Managed Floor ETF
November 9, 2022
Q4
2022
2022-11-09
DBX ETF Trust
November 9, 2022
Q4
2022
2022-11-07
Angel Oak Income ETF
November 7, 2022
Q4
2022
2022-11-03
Adaptiv Select ETF
November 3, 2022
Q4
2022
2022-11-03
iShares Environmental Infrastructure and Industrials ETF
November 3, 2022
Q4
2022
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