Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2023-04-18
-1x Short VIX Mid-Term Futures Strategy ETF
April 18, 2023
Q2
2023
2023-04-17
YieldMax AAPL Option Income Strategy ETF
April 17, 2023
Q2
2023
2023-04-13
Global X PropTech ETF
April 13, 2023
Q2
2023
2023-04-12
Harbor Corporate Culture Small Cap ETF
April 12, 2023
Q2
2023
2023-04-12
Tactical Advantage ETF
April 12, 2023
Q2
2023
2023-04-12
MKAM ETF
April 12, 2023
Q2
2023
2023-04-11
Parabla Innovation ETF
April 11, 2023
Q2
2023
2023-04-10
Roundhill Big Tech ETF
April 10, 2023
Q2
2023
2023-04-06
VanEck Robotics ETF
April 6, 2023
Q2
2023
2023-04-04
Teucrium AiLA Long-Short Base Metals Strategy ETF
April 4, 2023
Q2
2023
2023-04-03
Xtrackers MSCI USA Climate Action Equity ETF
April 3, 2023
Q2
2023
2023-04-03
Doubleline ETF Trust
April 3, 2023
Q2
2023
2023-03-31
Innovator ETFs Trust
March 31, 2023
Q1
2023
2023-03-30
SGI U.S. Large Cap Core ETF
March 30, 2023
Q1
2023
2023-03-29
SGI Dynamic Tactical ETF
March 29, 2023
Q1
2023
2023-03-28
iShares Breakthrough Environmental Solutions ETF
March 28, 2023
Q1
2023
2023-03-27
RBB Fund, Inc.
March 27, 2023
Q1
2023
2023-03-27
Simplify Commodities Strategy No K-1 ETF
March 27, 2023
Q1
2023
2023-03-22
Sprott Nickel Miners ETF
March 22, 2023
Q1
2023
2023-03-21
ETRACS Whitney U.S. Critical Technologies Index ETN
March 21, 2023
Q1
2023
2023-03-21
AB Active ETFs, Inc.
March 21, 2023
Q1
2023
2023-03-21
Roundhill BIG Bank ETF
March 21, 2023
Q1
2023
2023-03-20
Bitwise Bitcoin Strategy Optimum Roll ETF
March 20, 2023
Q1
2023
2023-03-17
First Trust Exchange-Traded Fund VIII
March 17, 2023
Q1
2023
2023-03-15
JPMorgan Active China ETF
March 15, 2023
Q1
2023
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