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General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2021-0084
2021-03-31
TrueShares Low Volatility Equity Income ETF
March 31, 2021
Q1
2021
PC-2021-0083
2021-03-09
VanEck Vectors Social Sentiment ETF
March 9, 2021
Q1
2021
PC-2021-0082
2021-03-09
FT Cboe Vest Gold Strategy Target Income ETF
March 9, 2021
Q1
2021
PC-2021-0081
2021-03-09
TrueShares Structured Outcome (March) ETF
March 9, 2021
Q1
2021
PC-2021-0080
2021-03-09
ALPS Active REIT ETF
March 9, 2021
Q1
2021
PC-2021-0079
2021-03-09
Invesco International Developed Dynamic Multifactor ETF
March 9, 2021
Q1
2021
PC-2021-0078
2021-03-09
Roundhill Streaming Services & Technology ETF
March 9, 2021
Q1
2021
PC-2021-0077
2021-03-09
SPDR Nuveen Municipal Bond ETF
March 9, 2021
Q1
2021
PC-2021-0076
2021-03-09
Fidelity Covington Trust
March 9, 2021
Q1
2021
PC-2021-0075
2021-03-09
Main Thematic Innovation ETF
March 9, 2021
Q1
2021
PC-2021-0074
2021-03-09
WisdomTree Cybersecurity Fund
March 9, 2021
Q1
2021
PC-2021-0073
2021-03-09
KraneShares SSE STAR Market 50 Index ETF
March 9, 2021
Q1
2021
PC-2021-0072
2021-03-09
Morgan Creek - Exos SPAC Originated ETF
March 9, 2021
Q1
2021
PC-2021-0071
2021-03-09
Amplify BlackSwan ISWN ETF
March 9, 2021
Q1
2021
PC-2021-0070
2021-03-09
ProShares Trust
March 9, 2021
Q1
2021
PC-2021-0069
2021-03-09
First Trust Exchange-Traded Fund VIII
March 9, 2021
Q1
2021
PC-2021-0068
2021-03-09
First Trust Exchange-Traded Fund VIII
March 9, 2021
Q1
2021
PC-2021-0067
2021-03-09
Listed Funds Trust
March 9, 2021
Q1
2021
PC-2021-0066
2021-03-09
Franklin Exponential Data ETF
March 9, 2021
Q1
2021
PC-2021-0065
2021-03-09
American Century Low Volatility ETF
March 9, 2021
Q1
2021
PC-2021-0064
2021-03-09
IQ Healthy Hearts ETF
March 9, 2021
Q1
2021
PC-2021-0063
2021-03-09
Global X Adaptive U.S. Risk Management ETF
March 9, 2021
Q1
2021
PC-2021-0062
2021-03-09
Merlyn.AI Best-of-Breed Core Momentum ETFes ETF
March 9, 2021
Q1
2021
PC-2021-0061
2021-03-09
Horizon Kinetics Inflation Beneficiaries ETF
March 9, 2021
Q1
2021
PC-2021-0060
2021-03-09
Direxion Shares ETF Trust
March 9, 2021
Q1
2021
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