Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2025-06-25
Roundhill Humanoid Robotics ETF
June 25, 2025
Q2
2025
2025-06-25
Horizon Funds
June 25, 2025
Q2
2025
2025-06-24
Direxion Shares ETF Trust
June 24, 2025
Q2
2025
2025-06-24
Calamos Autocallable Income ETF
June 24, 2025
Q2
2025
2025-06-24
Castellan Targeted Income ETF
June 24, 2025
Q2
2025
2025-06-24
JPMorgan Active High Yield ETF
June 24, 2025
Q2
2025
2025-06-24
Opportunistic Trader ETF
June 24, 2025
Q2
2025
2025-06-24
First Trust Exchange-Traded Fund VIII
June 24, 2025
Q2
2025
2025-06-23
iShares Texas Equity ETF
June 23, 2025
Q2
2025
2025-06-23
Tidal Trust II
June 23, 2025
Q2
2025
2025-06-23
Investment Managers Series Trust II
June 23, 2025
Q2
2025
2025-06-20
FT Vest Emerging Markets Buffer ETF – June
June 20, 2025
Q2
2025
2025-06-20
Exchange Traded Concepts Trust
June 20, 2025
Q2
2025
2025-06-18
COtwo Advisors Physical European Carbon Allowance Trust
June 18, 2025
Q2
2025
2025-06-17
Macquarie Focused International Core ETF
June 17, 2025
Q2
2025
2025-06-17
Rainwater Equity ETF
June 17, 2025
Q2
2025
2025-06-17
AB Emerging Markets Opportunities ETF
June 17, 2025
Q2
2025
2025-06-17
WisdomTree Inflation Plus Fund
June 17, 2025
Q2
2025
2025-06-17
Castellan Targeted Equity ETF
June 17, 2025
Q2
2025
2025-06-17
Roundhill ETF Trust
June 17, 2025
Q2
2025
2025-06-16
Global X Investment Grade Corporate Bond ETF
June 16, 2025
Q2
2025
2025-06-16
Nicholas Crypto Income ETF
June 16, 2025
Q2
2025
2025-06-13
The Advisors’ Inner Circle Fund III
June 13, 2025
Q2
2025
2025-06-13
TCW Core Plus Bond ETF
June 13, 2025
Q2
2025
2025-06-13
Tortoise Capital Series Trust
June 13, 2025
Q2
2025
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