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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2021-0034
2021-01-06
KraneShares CICC China Consumer Leaders Index ETF
January 6, 2021
Q1
2021
PC-2021-0033
2021-01-06
Adasina Social Justice All Cap Global ETF
January 6, 2021
Q1
2021
PC-2021-0032
2021-01-06
JPMorgan Carbon Transition U.S. Equity ETF
January 6, 2021
Q1
2021
PC-2021-0031
2021-01-06
Blue Horizon BNE ETF
January 6, 2021
Q1
2021
PC-2021-0030
2021-01-06
Avantis Core Municipal Fixed Income ETF
January 6, 2021
Q1
2021
PC-2021-0029
2021-01-06
Northern Lights Fund Trust IV
January 6, 2021
Q1
2021
PC-2021-0028
2021-01-06
TrimTabs ETF Trust
January 6, 2021
Q1
2021
PC-2021-0027
2021-01-06
QRAFT AI-Enhanced U.S. Next Value ETF
January 6, 2021
Q1
2021
PC-2021-0026
2021-01-06
Ballast Small-Mid Cap ETF
January 6, 2021
Q1
2021
PC-2021-0025
2021-01-06
BMO Notes
January 6, 2021
Q1
2021
PC-2021-0024
2021-01-06
VanEck Vectors ETF Trust
January 6, 2021
Q1
2021
PC-2021-0023
2021-01-06
KFA Mount Lucas Index Strategy ETF
January 6, 2021
Q1
2021
PC-2021-0022
2021-01-06
Invesco High Yield Bond Factor ETF
January 6, 2021
Q1
2021
PC-2021-0021
2021-01-06
Dimensional Emerging Core Equity Market ETF
January 6, 2021
Q1
2021
PC-2021-0020
2021-01-06
Amplify Pure Junior Gold Miners ETF
January 6, 2021
Q1
2021
PC-2021-0019
2021-01-06
TrueShares Structured Outcome (December) ETF
January 6, 2021
Q1
2021
PC-2021-0018
2021-01-04
Emles Trust
January 4, 2021
Q1
2021
PC-2021-0017
2021-01-04
Krane Shares Trust
January 4, 2021
Q1
2021
PC-2021-0016
2021-01-04
2nd Vote Funds
January 4, 2021
Q1
2021
PC-2021-0015
2021-01-04
Virtus Terranova U.S. Quality Momentum ETF
January 4, 2021
Q1
2021
PC-2021-0014
2021-01-04
Dimensional ETF Trust
January 4, 2021
Q1
2021
PC-2021-0013
2021-01-04
Leatherback Long-Short Alternative Yield ETF
January 4, 2021
Q1
2021
PC-2021-0012
2021-01-04
JPMorgan BetaBuilders U.S. Small Cap Equity ETF
January 4, 2021
Q1
2021
PC-2021-0011
2021-01-04
Listed Funds Trust
January 4, 2021
Q1
2021
PC-2021-0010
2021-01-04
SmartETFs Sustainable Energy II ETF
January 4, 2021
Q1
2021
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