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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2020-0066
2020-07-28
UBS Notes
July 28, 2020
Q3
2020
PC-2020-0065
2020-06-30
Syntax Stratified SmallCap ETF
June 30, 2020
Q2
2020
PC-2020-0064
2020-06-30
iShares 0-3 Month Treasury Bond ETF
June 30, 2020
Q2
2020
PC-2020-0063
2020-06-30
ActiveShares® ETF Trust
June 30, 2020
Q2
2020
PC-2020-0062
2020-06-30
J.P. Morgan Exchange-Traded Fund Trust
June 30, 2020
Q2
2020
PC-2020-0061
2020-06-30
First Trust Exchange-Traded Fund VIII
June 30, 2020
Q2
2020
PC-2020-0060
2020-06-30
Goldman Sachs ETF Trust
June 30, 2020
Q2
2020
PC-2020-0059
2020-06-30
LHA Market State Alpha Seeker ETF
June 30, 2020
Q2
2020
PC-2020-0058
2020-06-30
LeaderShares Equity Skew ETF
June 30, 2020
Q2
2020
PC-2020-0057
2020-06-30
ROBO Global® Robotics and Automation Index ETF
June 30, 2020
Q2
2020
PC-2020-0056
2020-06-30
Exchange Traded Concepts Trust
June 30, 2020
Q2
2020
PC-2020-0055
2020-06-30
Collaborative Investment Series Trust
June 30, 2020
Q2
2020
PC-2020-0054
2020-06-30
Collaborative Investment Series Trust
June 30, 2020
Q2
2020
PC-2020-0053
2020-06-30
AltShares Merger Arbitrage ETF
June 30, 2020
Q2
2020
PC-2020-0052
2020-06-30
Innovator ETFs Trust
June 30, 2020
Q2
2020
PC-2020-0051
2020-06-30
BNY Mellon ETF Trust
June 30, 2020
Q2
2020
PC-2020-0050
2020-06-30
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF
June 30, 2020
Q2
2020
PC-2020-0049
2020-05-18
iShares Trust
May 18, 2020
Q2
2020
PC-2020-0048
2020-05-18
First Trust TCW Securitized Plus ETF
May 18, 2020
Q2
2020
PC-2020-0047
2020-05-18
BNY Mellon ETF Trust
May 18, 2020
Q2
2020
PC-2020-0046
2020-05-18
Xtrackers MSCI Kokusai Equity ETF
May 18, 2020
Q2
2020
PC-2020-0045
2020-05-18
Innovator ETFs Trust
May 18, 2020
Q2
2020
PC-2020-0044
2020-05-18
Esoterica NextG Economy ETF
May 18, 2020
Q2
2020
PC-2020-0043
2020-05-18
First Trust Horizon Managed Volatility Small/Mid ETF
May 18, 2020
Q2
2020
PC-2020-0042
2020-05-18
American Century ETF Trust
May 18, 2020
Q2
2020
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