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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2020-0141
2020-11-30
ClearShares Piton Intermediate Fixed Income ETF
November 30, 2020
Q4
2020
PC-2020-0140
2020-11-30
Defiance Next Gen SPAC Derived ETF
November 30, 2020
Q4
2020
PC-2020-0139
2020-11-30
TrueShares Structured Outcome (October) ETF
November 30, 2020
Q4
2020
PC-2020-0138
2020-11-30
iShares Virtual Work and Life Multisector ETF
November 30, 2020
Q4
2020
PC-2020-0137
2020-11-30
Innovator ETFs Trust
November 30, 2020
Q4
2020
PC-2020-0136
2020-11-30
Blackrock ETF Trust
November 30, 2020
Q4
2020
PC-2020-0135
2020-11-30
AIM ETF Products Trust
November 30, 2020
Q4
2020
PC-2020-0134
2020-10-15
LHA Market State Tactical Beta ETF
October 15, 2020
Q4
2020
PC-2020-0133
2020-10-15
CornerCap Fundametrics iShares Trust ETF
October 15, 2020
Q4
2020
PC-2020-0132
2020-10-15
iShares 25+ Year Treasury STRIPS Bond ETF
October 15, 2020
Q4
2020
PC-2020-0131
2020-10-15
Vanguard ESG U.S. Corporate Bond ETF
October 15, 2020
Q4
2020
PC-2020-0130
2020-10-15
Global X China Biotech Innovation ETF
October 15, 2020
Q4
2020
PC-2020-0129
2020-10-15
Cambria Global Real Estate ETF
October 15, 2020
Q4
2020
PC-2020-0128
2020-10-15
SPDR Bloomberg Barclays 3-12 Month T-Bill ETF
October 15, 2020
Q4
2020
PC-2020-0127
2020-10-15
Global X S&P 500 Covered Call & Growth ETF
October 15, 2020
Q4
2020
PC-2020-0126
2020-10-15
Global X Nasdaq 100 Covered Call & Growth ETF
October 15, 2020
Q4
2020
PC-2020-0125
2020-10-15
First Trust Exchange-Traded Fund VIII
October 15, 2020
Q4
2020
PC-2020-0124
2020-10-15
Exchange Listed Funds Trust
October 15, 2020
Q4
2020
PC-2020-0123
2020-10-15
Fidelity U.S. Multifactor ETF
October 15, 2020
Q4
2020
PC-2020-0122
2020-10-15
Natixis ETF Trust II
October 15, 2020
Q4
2020
PC-2020-0121
2020-10-15
Invesco Exchange-Traded Self-Indexed Fund Trust
October 15, 2020
Q4
2020
PC-2020-0120
2020-10-15
VictoryShares Nasdaq Next 50 ETF
October 15, 2020
Q4
2020
PC-2020-0119
2020-10-15
Goldman Sachs Access U.S. Aggregate Bond ETF
October 15, 2020
Q4
2020
PC-2020-0118
2020-10-15
AAF First Priority CLO Bond ETF
October 15, 2020
Q4
2020
PC-2020-0117
2020-10-15
Simplify Exchange Traded Funds
October 15, 2020
Q4
2020
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