Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2023-01-10
Mohr Sector Navigator ETF
January 10, 2023
Q1
2023
2023-01-06
Hypatia Women CEO ETF
January 6, 2023
Q1
2023
2023-01-04
Gabelli Equity Income ETF
January 4, 2023
Q1
2023
2022-12-30
Pinacle Focused Opportunities ETF
December 30, 2022
Q4
2022
2022-12-29
Element EV, Solar & Battery Materials (Lithium, Nickel, Copper, Cobalt) Futures Strategy ETF
December 29, 2022
Q4
2022
2022-12-27
Alpha Architect 1-3 Month Box ETF
December 27, 2022
Q4
2022
2022-12-22
Pacer US Large Cap Cash Cows Growth Leaders ETF
December 22, 2022
Q4
2022
2022-12-22
Subversive Mental Health ETF
December 22, 2022
Q4
2022
2022-12-21
PMV Adaptive Risk Parity ETF
December 21, 2022
Q4
2022
2022-12-21
VanEck Commodity Strategy ETF
December 21, 2022
Q4
2022
2022-12-21
Series Portfolios Trust
December 21, 2022
Q4
2022
2022-12-20
John Hancock International High Dividend ETF
December 20, 2022
Q4
2022
2022-12-19
Teucrium AiLA Long-Short Agriculture Strategy ETF
December 19, 2022
Q4
2022
2022-12-15
ClearBridge Sustainable Infrastructure ETF
December 15, 2022
Q4
2022
2022-12-14
WisdomTree U.S. Quality Growth Fund
December 14, 2022
Q4
2022
2022-12-13
PGIM ETF Trust
December 13, 2022
Q4
2022
2022-12-13
PGIM Portfolio Ballast ETF
December 13, 2022
Q4
2022
2022-12-12
BTD Capital Fund
December 12, 2022
Q4
2022
2022-12-12
GraniteShares ETF Trust
December 12, 2022
Q4
2022
2022-12-09
Kovitz Core Equity ETF
December 9, 2022
Q4
2022
2022-12-08
Invesco Actively Managed Exchange-Traded Fund Trust
December 8, 2022
Q4
2022
2022-12-07
TrueShares Eagle Global Renewable Energy Income ETF
December 7, 2022
Q4
2022
2022-12-06
Dimensional ETF Trust
December 6, 2022
Q4
2022
2022-12-06
Q3 All-Season Active Rotation ETF
December 6, 2022
Q4
2022
2022-12-05
Senior Secured Credit Opportunities ETF
December 5, 2022
Q4
2022
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