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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2021-0139
2021-06-18
WisdomTree Alternative Income Fund
June 18, 2021
Q2
2021
PC-2021-0138
2021-06-18
Freedom Day Dividend ETF
June 18, 2021
Q2
2021
PC-2021-0137
2021-06-18
Alger 35 ETF
June 18, 2021
Q2
2021
PC-2021-0136
2021-06-18
TrueShares Structured Outcome (May) ETF
June 18, 2021
Q2
2021
PC-2021-0135
2021-05-10
ETF Opportunities Trust
May 10, 2021
Q2
2021
PC-2021-0134
2021-05-10
Schwab International Dividend Equity ETF
May 10, 2021
Q2
2021
PC-2021-0133
2021-05-10
Acruence Active Hedge U.S. Equity ETF
May 10, 2021
Q2
2021
PC-2021-0132
2021-05-10
Invesco MSCI Green Building ETF
May 10, 2021
Q2
2021
PC-2021-0131
2021-05-10
AdvisorShares Trust
May 10, 2021
Q2
2021
PC-2021-0130
2021-05-10
First Trust Exchange-Traded Fund VIII
May 10, 2021
Q2
2021
PC-2021-0129
2021-05-10
Uncommon Portfolio Design Core Equity ETF
May 10, 2021
Q2
2021
PC-2021-0128
2021-05-10
PGIM Active Aggregate Bond ETF
May 10, 2021
Q2
2021
PC-2021-0127
2021-05-10
VanEck Vectors Digital Transformation ETF
May 10, 2021
Q2
2021
PC-2021-0126
2021-05-10
Global X Clean Water ETF
May 10, 2021
Q2
2021
PC-2021-0125
2021-05-10
BlackRock ETF Trust
May 10, 2021
Q2
2021
PC-2021-0124
2021-05-10
Vanguard Ultra-Short Bond ETF
May 10, 2021
Q2
2021
PC-2021-0123
2021-05-10
SPDR Bloomberg Barclays Emerging Markets USD Bond ETF
May 10, 2021
Q2
2021
PC-2021-0122
2021-05-10
Innovator ETFs Trust
May 10, 2021
Q2
2021
PC-2021-0121
2021-05-10
Trajan Wealth Income Opportunities ETF
May 10, 2021
Q2
2021
PC-2021-0120
2021-05-10
Pacer Funds Trust
May 10, 2021
Q2
2021
PC-2021-0119
2021-05-10
Innovator ETFs Trust
May 10, 2021
Q2
2021
PC-2021-0118
2021-05-10
Democracy International Fund
May 10, 2021
Q2
2021
PC-2021-0117
2021-05-10
TrueShares Structured Outcome (April) ETF
May 10, 2021
Q2
2021
PC-2021-0116
2021-05-10
John Hancock Corporate Bond ETF
May 10, 2021
Q2
2021
PC-2021-0115
2021-03-31
ARK Space Exploration & Innovation ETF
March 31, 2021
Q1
2021
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