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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2024-0015
2024-01-10
WisdomTree Bitcoin Fund
January 10, 2024
Q1
2024
PC-2024-0014
2024-01-10
Franklin Bitcoin ETF
January 10, 2024
Q1
2024
PC-2024-0013
2024-01-10
Invesco Galaxy Bitcoin ETF
January 10, 2024
Q1
2024
PC-2024-0012
2024-01-10
ARK 21Shares Bitcoin ETF
January 10, 2024
Q1
2024
PC-2024-0011
2024-01-10
iShares Bitcoin Trust
January 10, 2024
Q1
2024
PC-2024-0010
2024-01-10
Valkyrie Bitcoin Fund
January 10, 2024
Q1
2024
PC-2024-0009
2024-01-10
Matthews China Discovery Active ETF
January 10, 2024
Q1
2024
PC-2024-0008
2024-01-10
Matthews Emerging Markets Discovery Active ETF
January 10, 2024
Q1
2024
PC-2024-0007
2024-01-10
IDX Dynamic Fixed Income ETF
January 10, 2024
Q1
2024
PC-2024-0006
2024-01-09
Langar Global HealthTech ETF
January 9, 2024
Q1
2024
PC-2024-0005
2024-01-04
Tuttle Capital Daily 2X Inverse Regional Banks ETF
January 4, 2024
Q1
2024
PC-2024-0004
2024-01-03
Federated Hermes Total Return Bond ETF
January 3, 2024
Q1
2024
PC-2024-0003
2024-01-03
Cambria ETF Trust
January 3, 2024
Q1
2024
PC-2024-0002
2024-01-02
PGIM Rock ETF Trust
January 2, 2024
Q1
2024
PC-2024-0001
2024-01-02
Innovator ETFs Trust
January 2, 2024
Q1
2024
PC-2023-0386
2023-12-29
CYBER HORNET S&P 500® and Bitcoin 75/25 Strategy ETF
December 29, 2023
Q4
2023
PC-2023-0385
2023-12-21
Texas Capital Texas Small Cap Equity Index ETF
December 21, 2023
Q4
2023
PC-2023-0384
2023-12-21
VictoryShares Small Cap Free Cash Flow ETF
December 21, 2023
Q4
2023
PC-2023-0383
2023-12-21
Texas Capital Texas Oil Index ETF
December 21, 2023
Q4
2023
PC-2023-0382
2023-12-21
Mast Global Battery Recycling & Production ETF
December 21, 2023
Q4
2023
PC-2023-0381
2023-12-21
Bancreek U.S. Large Cap ETF
December 21, 2023
Q4
2023
PC-2023-0380
2023-12-20
WisdomTree Bianco Total Return Fund
December 20, 2023
Q4
2023
PC-2023-0379
2023-12-19
SP Funds S&P World (ex-US) ETF
December 19, 2023
Q4
2023
PC-2023-0378
2023-12-19
John Hancock Disciplined Value International Select ETF
December 19, 2023
Q4
2023
PC-2023-0377
2023-12-19
ProShares S&P 500 High Income ETF
December 19, 2023
Q4
2023
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