Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2024-03-13
WisdomTree 7-10 Year Laddered Treasury Fund
March 13, 2024
Q1
2024
2024-03-13
WisdomTree 1-3 Year Laddered Treasury Fund
March 13, 2024
Q1
2024
2024-03-13
BondBloxx IR+M Tax-Aware Short Duration ETF
March 13, 2024
Q1
2024
2024-03-07
Direxion Shares ETF Trust
March 7, 2024
Q1
2024
2024-03-07
Cullen Enhanced Equity Income ETF
March 7, 2024
Q1
2024
2024-03-06
Roundhill ETF Trust
March 6, 2024
Q1
2024
2024-03-06
Northern Lights Fund Trust IV
March 6, 2024
Q1
2024
2024-03-05
Sprott Copper Miners ETF
March 5, 2024
Q1
2024
2024-03-05
Nuveen Core Plus Bond ETF
March 5, 2024
Q1
2024
2024-03-05
Nuveen Preferred and Income ETF
March 5, 2024
Q1
2024
2024-03-05
Nuveen Sustainable Core ETF
March 5, 2024
Q1
2024
2024-03-05
Nuveen Ultra Short Income ETF
March 5, 2024
Q1
2024
2024-03-05
iREIT - MarketVector Quality REIT Index ETF
March 5, 2024
Q1
2024
2024-03-04
Defiance S&P 500 Target Income ETF
March 4, 2024
Q1
2024
2024-03-04
Simplify Tara India Opportunities ETF
March 4, 2024
Q1
2024
2024-02-29
AllianzIM U.S. Large Cap 6 Month Buffer10 Mar-Sep ETF
February 29, 2024
Q1
2024
2024-02-29
Innovator International Developed Power Buffer ETF - March
February 29, 2024
Q1
2024
2024-02-29
PGIM Rock ETF Trust
February 29, 2024
Q1
2024
2024-02-28
SGI Enhanced Core ETF
February 28, 2024
Q1
2024
2024-02-28
SGI Enhanced Global Income ETF
February 28, 2024
Q1
2024
2024-02-28
Roundhill Daily Inverse Magnificent Seven ETF
February 28, 2024
Q1
2024
2024-02-28
Roundhill Daily 2X Long Magnificent Seven ETF
February 28, 2024
Q1
2024
2024-02-28
YieldMax Ultra Option Income Strategy ETF
February 28, 2024
Q1
2024
2024-02-27
First Trust Exchange Traded Fund IV
February 27, 2024
Q1
2024
2024-02-27
Miller Value Partners Leverage ETF
February 27, 2024
Q1
2024
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