Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2024-07-01
AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF
July 1, 2024
Q3
2024
2024-07-01
iShares Large Cap Max Buffer Jun ETF
July 1, 2024
Q3
2024
2024-07-01
Innovator ETFs Trust
July 1, 2024
Q3
2024
2024-07-01
Innovator Nasdaq-100 10 Buffer ETF - Quarterly
July 1, 2024
Q3
2024
2024-06-27
PGIM Ultra Short Municipal Bond ETF
June 27, 2024
Q2
2024
2024-06-27
PGIM Municipal Income Opportunities ETF
June 27, 2024
Q2
2024
2024-06-26
First Trust S&P 500 Economic Moat ETF
June 26, 2024
Q2
2024
2024-06-26
Capital Group Ultra Short Income ETF
June 26, 2024
Q2
2024
2024-06-26
Capital Group New Geography Equity ETF
June 26, 2024
Q2
2024
2024-06-26
Capital Group Municipal High-Income ETF
June 26, 2024
Q2
2024
2024-06-26
Capital Group International Core Equity ETF
June 26, 2024
Q2
2024
2024-06-26
Capital Group Global Equity ETF
June 26, 2024
Q2
2024
2024-06-26
Capital Group Global Equity ETF
June 26, 2024
Q2
2024
2024-06-26
Capital Group Conservative Equity ETF
June 26, 2024
Q2
2024
2024-06-25
Strive International Developed Markets ETF
June 25, 2024
Q2
2024
2024-06-25
Invesco MSCI Global Climate 500 ETF
June 25, 2024
Q2
2024
2024-06-25
Direxion Daily Uranium Industry Bull 2X Shares
June 25, 2024
Q2
2024
2024-06-25
NEOS Russell 2000 High Income ETF
June 25, 2024
Q2
2024
2024-06-24
Neuberger Berman Flexible Credit Income ETF
June 24, 2024
Q2
2024
2024-06-24
YieldMax ABNB Option Income Strategy ETF
June 24, 2024
Q2
2024
2024-06-24
FT Vest U.S. Equity Buffer & Premium Income ETF - June
June 24, 2024
Q2
2024
2024-06-24
FT Vest U.S. Equity Max Buffer ETF - June
June 24, 2024
Q2
2024
2024-06-24
FT Vest U.S. Equity Equal Weight Buffer ETF – June
June 24, 2024
Q2
2024
2024-06-21
TCW Flexible Income ETF
June 21, 2024
Q2
2024
2024-06-21
Neuberger Berman Short Duration Income ETF
June 21, 2024
Q2
2024
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