Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2024-10-31
FPA Short Duration Government ETF
October 31, 2024
Q4
2024
2024-10-30
F/m Emerald Life Sciences Innovation ETF
October 30, 2024
Q4
2024
2024-10-30
Roundhill S&P 500Target 20 Managed Distribution ETF
October 30, 2024
Q4
2024
2024-10-28
The 2023 ETF Series Trust II
October 28, 2024
Q4
2024
2024-10-28
Amplify Bloomberg U.S. Treasury Target High Income ETF
October 28, 2024
Q4
2024
2024-10-25
Rockefeller Global Equity ETF
October 25, 2024
Q4
2024
2024-10-23
T. Rowe Price Technology ETF
October 23, 2024
Q4
2024
2024-10-23
iShares Trust
October 23, 2024
Q4
2024
2024-10-23
TradersAI Large Cap Equity & Cash ETF
October 23, 2024
Q4
2024
2024-10-23
iShares Top 20 U.S. Stocks ETF
October 23, 2024
Q4
2024
2024-10-23
World Funds Trust
October 23, 2024
Q4
2024
2024-10-22
Amplify Small-Mid Cap Equity ETF
October 22, 2024
Q4
2024
2024-10-21
Defiance Large Cap ex-Mag 7 ETF
October 21, 2024
Q4
2024
2024-10-21
BlackRock ETF Trust
October 21, 2024
Q4
2024
2024-10-21
Select STOXX Europe Aerospace & Defense ETF
October 21, 2024
Q4
2024
2024-10-18
Essential 40 Stock ETF
October 18, 2024
Q4
2024
2024-10-18
First Trust Exchange-Traded Fund VIII
October 18, 2024
Q4
2024
2024-10-16
Ned Davis Research 360 Dynamic Allocation ETF
October 16, 2024
Q4
2024
2024-10-16
NEOS Bitcoin High Income ETF
October 16, 2024
Q4
2024
2024-10-15
Virtus KAR Mid-Cap ETF
October 15, 2024
Q4
2024
2024-10-15
STKD Bitcoin & Gold ETF
October 15, 2024
Q4
2024
2024-10-11
Themes Transatlantic Defense ETF
October 11, 2024
Q4
2024
2024-10-11
Rockefeller U.S. Small-Mid Cap ETF
October 11, 2024
Q4
2024
2024-10-09
Harbor PanAgora Dynamic Large Cap Core ETF
October 9, 2024
Q4
2024
2024-10-09
Direxion Shares ETF Trust
October 9, 2024
Q4
2024
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