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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2016-0037
2016-08-31
Nashville Area ETF
August 31, 2016
Q3
2016
PC-2016-0036
2016-08-31
Newfleet Multi-Sector Unconstrained Bond ETF
August 31, 2016
Q3
2016
PC-2016-0035
2016-08-31
Pacer Trendpilot ETFs
August 31, 2016
Q3
2016
PC-2016-0034
2016-08-31
PIMCO 0-5 Year High Yield Corporate Bond Index Fund
August 31, 2016
Q3
2016
PC-2016-0033
2016-08-31
PIMCO 1-5 Year U.S. TIPS Index Fund ETF
August 31, 2016
Q3
2016
PC-2016-0032
2016-08-31
PIMCO 15+ Year U.S. TIPS Index Fund ETF
August 31, 2016
Q3
2016
PC-2016-0031
2016-08-31
PIMCO Broad U.S. TIPS Index Fund ETF
August 31, 2016
Q3
2016
PC-2016-0030
2016-08-31
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
August 31, 2016
Q3
2016
PC-2016-0029
2016-08-31
PIMCO ETF Trust
August 31, 2016
Q3
2016
PC-2016-0028
2016-08-31
PIMCO Global Advantage Inflation-Linked Bond Strategy Fund
August 31, 2016
Q3
2016
PC-2016-0027
2016-08-31
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
August 31, 2016
Q3
2016
PC-2016-0026
2016-08-31
PIMCO Investment Grade Corporate Bond Index Fund
August 31, 2016
Q3
2016
PC-2016-0025
2016-08-31
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
August 31, 2016
Q3
2016
PC-2016-0024
2016-08-31
PowerShares Active U.S. Real Estate Fund
August 31, 2016
Q3
2016
PC-2016-0023
2016-08-31
PowerShares Build America Bond Portfolio ETF
August 31, 2016
Q3
2016
PC-2016-0022
2016-08-31
PowerShares Funds
August 31, 2016
Q3
2016
PC-2016-0021
2016-08-31
PowerShares CEF Income Composite Portfolio
August 31, 2016
Q3
2016
PC-2016-0020
2016-08-31
PowerShares Chinese Yuan Dim Sum Portfolio
August 31, 2016
Q3
2016
PC-2016-0019
2016-08-31
PowerShares DB Crude Oil ETNs
August 31, 2016
Q3
2016
PC-2016-0018
2016-08-29
AdvisorShares YieldPro ETF
August 29, 2016
Q3
2016
PC-2016-0017
2016-08-29
Guggenheim China All-Cap ETF
August 29, 2016
Q3
2016
PC-2016-0016
2016-08-29
Direxion Zacks MLP High Income ETF
August 29, 2016
Q3
2016
PC-2016-0015
2016-08-29
ETFS Zacks Earnings Large and Small-Cap U.S. Index Funds
August 29, 2016
Q3
2016
PC-2016-0014
2016-08-29
Global X YieldCo Index ETF
August 29, 2016
Q3
2016
PC-2016-0013
2016-08-29
International Multi-Asset Diversified Income Index Fund
August 29, 2016
Q3
2016
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