Information Circulars

General Circulars

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Year
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File No.
Date
Description
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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Year
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File No.
Date
Description
2016-08-31
Global X Top Guru Holdings Index ETF
August 31, 2016
Q3
2016
2016-08-31
Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
August 31, 2016
Q3
2016
2016-08-31
Grail Advisors ETF Trust
August 31, 2016
Q3
2016
2016-08-31
Guggenheim BulletShares High Yield Corporate Bond ETF
August 31, 2016
Q3
2016
2016-08-31
Guggenheim BulletShares 2018, 2019, and 2020 Corporate Bond ETFs
August 31, 2016
Q3
2016
2016-08-31
Claymore ETF Trust
August 31, 2016
Q3
2016
2016-08-31
Claymore ETF Trust
August 31, 2016
Q3
2016
2016-08-31
Guggenheim BulletShares Corporate Bond ETFs
August 31, 2016
Q3
2016
2016-08-31
Guggenheim Dow Jones Industrial Average Dividend ETF
August 31, 2016
Q3
2016
2016-08-31
Guggenheim S&P 500 Equal Weight Real Estate ETF
August 31, 2016
Q3
2016
2016-08-31
Guggenheim Total Return Bond ETF
August 31, 2016
Q3
2016
2016-08-31
Horizons S&P 500 Covered Call ETF
August 31, 2016
Q3
2016
2016-08-31
HSBC USA Inc. ELEMENTS
August 31, 2016
Q3
2016
2016-08-31
Hull Tactical US ETF
August 31, 2016
Q3
2016
2016-08-31
Huntington EcoLogical Strategy ETF
August 31, 2016
Q3
2016
2016-08-31
Huntington US Equity Rotation Strategy ETF
August 31, 2016
Q3
2016
2016-08-31
Innovator IBD 50 Fund
August 31, 2016
Q3
2016
2016-08-31
iPath® US Treasury ETNs
August 31, 2016
Q3
2016
2016-08-31
iPath ETNs
August 31, 2016
Q3
2016
2016-08-31
iPath ETN Trusts
August 31, 2016
Q3
2016
2016-08-31
iPath ETNs
August 31, 2016
Q3
2016
2016-08-31
iPath Exchange Traded Notes
August 31, 2016
Q3
2016
2016-08-31
iPath Inverse S&P 500 VIX Short-Term Futures ETN
August 31, 2016
Q3
2016
2016-08-31
iPath Leveraged Equity ETNs (Eleven ETNs)
August 31, 2016
Q3
2016
2016-08-31
iPath S&P GSCI Crude Oil Total Return Index ETN
August 31, 2016
Q3
2016
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