General Circulars
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File No.
Date
Description
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
Regulatory Circulars
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File No.
Date
Description
No items found.
Product Circulars
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File No.
Date
Description
2016-08-31
ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN and ETRACS Monthly Pay 2xLeveraged Dow Jones Selected Dividend Index ETN Due May 22, 2042
August 31, 2016
Q3
2016
2016-08-31
ETRACS Monthly Pay 2xLeveraged US High Dividend Low Volatility ETN
August 31, 2016
Q3
2016
2016-08-31
ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN
August 31, 2016
Q3
2016
2016-08-31
ETRACS Monthly Reset 2xLeveraged S&P 500 Total Return ETN
August 31, 2016
Q3
2016
2016-08-31
ETRACS S&P GSCI Crude Oil Total Return Index ETN due February 22, 2046
August 31, 2016
Q3
2016
2016-08-31
ETRACS Wells Fargo Business Development Company Index ETNs
August 31, 2016
Q3
2016
