General Circulars
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File No.
Date
Description
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
Regulatory Circulars
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File No.
Date
Description
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Product Circulars
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File No.
Date
Description
2016-08-31
Compass EMP U.S. Discovery 500 Enhanced Volatility Weighted Fund
August 31, 2016
Q3
2016
2016-08-31
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
August 31, 2016
Q3
2016
2016-08-31
Credit Suisse Gold Shares Covered Call Exchange Traded Note
August 31, 2016
Q3
2016
2016-08-31
Credit Suisse Silver Shares Covered Call Exchange Traded Notes
August 31, 2016
Q3
2016
2016-08-31
Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETNs
August 31, 2016
Q3
2016
2016-08-31
Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT ETNs
August 31, 2016
Q3
2016
2016-08-31
Credit Suisse X-Links Multi-Asset High Income Exchange Traded Notes
August 31, 2016
Q3
2016
2016-08-31
Credit Suisse X-Links Multi-Asset High Income Exchange Traded Notes
August 31, 2016
Q3
2016
2016-08-31
Deutsche Bank AG, ELEMENTS - 'Dogs of the Dow' Linked to the Dow Jones High Yield Select 10 Total Return Index
August 31, 2016
Q3
2016
