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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2016-0350
2016-08-31
db X-trackers Harvest MSCI All China Equity Fund
August 31, 2016
Q3
2016
PC-2016-0349
2016-08-31
DBX ETF Trust
August 31, 2016
Q3
2016
PC-2016-0348
2016-08-31
db X-trackers Municipal Infrastructure Revenue Bond Fund
August 31, 2016
Q3
2016
PC-2016-0347
2016-08-31
db-X MSCI Equity Funds
August 31, 2016
Q3
2016
PC-2016-0346
2016-08-31
Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF
August 31, 2016
Q3
2016
PC-2016-0345
2016-08-31
Deutsche X-trackers FTSE Developed ex US Enhanced Beta ETF
August 31, 2016
Q3
2016
PC-2016-0344
2016-08-31
DBX ETF Trust
August 31, 2016
Q3
2016
PC-2016-0343
2016-08-31
Deutsche X-trackers MSCI EMU Hedged Equity ETF
August 31, 2016
Q3
2016
PC-2016-0342
2016-08-31
Deutsche X-trackers Russell 2000 Comprehensive Factor ETF
August 31, 2016
Q3
2016
PC-2016-0341
2016-08-31
Deutsche X-Trackers ETFs
August 31, 2016
Q3
2016
PC-2016-0340
2016-08-31
Direxion Shares ETF Trust
August 31, 2016
Q3
2016
PC-2016-0339
2016-08-31
Dhandho Junoon ETF
August 31, 2016
Q3
2016
PC-2016-0338
2016-08-31
Direxion All Cap Insider Sentiment Shares
August 31, 2016
Q3
2016
PC-2016-0337
2016-08-31
Direxion Daily 7-10, 20+ Year Treasury and Total Bond Market 1X Shares
August 31, 2016
Q3
2016
PC-2016-0336
2016-08-31
Direxion Daily Bear Shares
August 31, 2016
Q3
2016
PC-2016-0335
2016-08-31
Direxion Shares ETF Trust
August 31, 2016
Q3
2016
PC-2016-0334
2016-08-31
Direxion Daily CSI 300 China A Share Bear 1X Shares
August 31, 2016
Q3
2016
PC-2016-0333
2016-08-31
Direxion Daily CSI 300 China A Share Bull 2X Shares
August 31, 2016
Q3
2016
PC-2016-0332
2016-08-31
Direxion Shares ETF Trust
August 31, 2016
Q3
2016
PC-2016-0331
2016-08-31
Direxion Shares ETF
August 31, 2016
Q3
2016
PC-2016-0330
2016-08-31
Direxion Daily S&P 500 Bull 2X Shares
August 31, 2016
Q3
2016
PC-2016-0329
2016-08-31
Direxion Daily Small Cap Bull 2X Shares
August 31, 2016
Q3
2016
PC-2016-0328
2016-08-31
Direxion Funds Daily Retail Bull 2X Shares ETF
August 31, 2016
Q3
2016
PC-2016-0327
2016-08-31
Direxion iBillionaire Index ETF
August 31, 2016
Q3
2016
PC-2016-0326
2016-08-31
Direxion NASDAQ-100 Equal Weighted Index Shares
August 31, 2016
Q3
2016
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