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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2016-0418
2016-08-31
Vanguard Extended Duration Treasury ETF
August 31, 2016
Q3
2016
PC-2016-0417
2016-08-31
Vanguard FTSE All-World ex US ETF
August 31, 2016
Q3
2016
PC-2016-0416
2016-08-31
Market Vectors ETF Trust
August 31, 2016
Q3
2016
PC-2016-0415
2016-08-31
Vanguard International Equity Index Funds ETF
August 31, 2016
Q3
2016
PC-2016-0414
2016-08-31
Vanguard Index Funds ETF Shares
August 31, 2016
Q3
2016
PC-2016-0413
2016-08-31
Vanguard International ETFs
August 31, 2016
Q3
2016
PC-2016-0412
2016-08-31
Vanguard S&P 500 ETF
August 31, 2016
Q3
2016
PC-2016-0411
2016-08-31
Vanguard S&P ETFs
August 31, 2016
Q3
2016
PC-2016-0410
2016-08-31
Vanguard Scottsdale Funds ETFs
August 31, 2016
Q3
2016
PC-2016-0409
2016-08-31
Vanguard Short-Term Inflation-Protected Securities Fund
August 31, 2016
Q3
2016
PC-2016-0408
2016-08-31
Vanguard Tax-Exempt Bond ETF
August 31, 2016
Q3
2016
PC-2016-0407
2016-08-31
Vanguard Total International Bond ETF
August 31, 2016
Q3
2016
PC-2016-0406
2016-08-31
Vanguard STAR Funds ETF
August 31, 2016
Q3
2016
PC-2016-0405
2016-08-31
Vanguard Total World Stock ETF
August 31, 2016
Q3
2016
PC-2016-0404
2016-08-31
VelocityShares™ ETNs due October 14, 2031
August 31, 2016
Q3
2016
PC-2016-0403
2016-08-31
VelocityShares Exchange Traded Notes
August 31, 2016
Q3
2016
PC-2016-0402
2016-08-31
Victory CEMP Emerging Market Volatility Wtd Index ETF
August 31, 2016
Q3
2016
PC-2016-0401
2016-08-31
Vident Core U.S. Equity ETF
August 31, 2016
Q3
2016
PC-2016-0400
2016-08-31
Vident International Equity Fund
August 31, 2016
Q3
2016
PC-2016-0399
2016-08-31
Wisdom Tree Emerging Markets Corporate Bond Fund
August 31, 2016
Q3
2016
PC-2016-0398
2016-08-31
Wisdom Tree Managed Futures Strategy Fund
August 31, 2016
Q3
2016
PC-2016-0397
2016-08-31
WisdomTree Asia Local Debt Fund
August 31, 2016
Q3
2016
PC-2016-0396
2016-08-31
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
August 31, 2016
Q3
2016
PC-2016-0395
2016-08-31
WisdomTree Global Hedged SmallCap Dividend Fund
August 31, 2016
Q3
2016
PC-2016-0394
2016-08-31
WisdomTree Global Real Return Fund
August 31, 2016
Q3
2016
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