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Information Circulars

General Circulars

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File No.
Date
Description
IC-2025-0001
2025-04-09
SEC Section 31 Fee Rate Advisory
April 9, 2025
Q2
2025
IC-2024-0001
2024-04-17
SEC Section 31 Fee Rate Advisory
April 17, 2024
Q2
2024
IC-2023-0001
2023-03-02
SEC Section 31 Fee Rate Advisory
March 2, 2023
Q1
2023
IC-2022-0001
2022-04-20
SEC Section 31 Fee Rate Advisory
April 20, 2022
Q2
2022
IC-2021-0001
2021-01-19
SEC Section 31 Fee Rate Advisory
January 19, 2021
Q1
2021
IC-2020-0001
2020-01-14
SEC Section 31 Fee Rate Advisory
January 14, 2020
Q1
2020
IC-2019-0001
2019-04-03
SEC Section 31 Fee Rate Advisory
April 3, 2019
Q2
2019
IC-2018-0001
2018-05-30
SEC Section 31 Fee Rate Advisory
May 30, 2018
Q2
2018
IC-2017-0001
2017-06-05
SEC Section 31 Fee Rate Advisory
June 5, 2017
Q2
2017
IC-2016-0003
2016-08-11
Collection of Exchange fees and other claims and billing policy
August 11, 2016
Q3
2016
IC-2016-0002
2016-08-02
Regulatory Transaction Fee Rate per Section 31 of the Securities Exchange Act of 1934 ("Exchange Act") Effective for Investors Exchange Launch
August 2, 2016
Q3
2016
IC-2016-0001
2016-07-13
Notice of Annual Meeting and Nominee for Member Representative Director Position of the Exchanges Board of Directors
July 13, 2016
Q3
2016
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Regulatory Circulars

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Product Circulars

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File No.
Date
Description
PC-2016-0568
2016-08-31
PowerShares Actively Managed ETF Trust
August 31, 2016
Q3
2016
PC-2016-0567
2016-08-31
DBX ETF Trust
August 31, 2016
Q3
2016
PC-2016-0566
2016-08-31
Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF
August 31, 2016
Q3
2016
PC-2016-0565
2016-08-31
Deutsche X-trackers Japan JPX-Nikkei 400 Hedged Equity ETF
August 31, 2016
Q3
2016
PC-2016-0564
2016-08-31
Direxion Daily High Yield Bear 2X Shares
August 31, 2016
Q3
2016
PC-2016-0563
2016-08-31
Direxion Daily S&P 500 Bear 1X Shares
August 31, 2016
Q3
2016
PC-2016-0562
2016-08-31
Direxion Shares ETF Trust
August 31, 2016
Q3
2016
PC-2016-0561
2016-08-31
Direxion Daily Shares
August 31, 2016
Q3
2016
PC-2016-0560
2016-08-31
Direxion Shares ETF Trust
August 31, 2016
Q3
2016
PC-2016-0559
2016-08-31
Direxion Shares ETF Trust
August 31, 2016
Q3
2016
PC-2016-0558
2016-08-31
Direxion Shares ETF Trust
August 31, 2016
Q3
2016
PC-2016-0557
2016-08-31
EGShares Beyond BRICs ETF and EGShares Emerging Markets Domestic Demand ETF
August 31, 2016
Q3
2016
PC-2016-0556
2016-08-31
EGShares EM Core ex-China ETF
August 31, 2016
Q3
2016
PC-2016-0555
2016-08-31
EGShares Emerging Markets High Income Low Beta ETF
August 31, 2016
Q3
2016
PC-2016-0554
2016-08-31
EGShares India Consumer ETF
August 31, 2016
Q3
2016
PC-2016-0553
2016-08-31
Emerging Global Shares INDXX India Infrastructure Index Fund
August 31, 2016
Q3
2016
PC-2016-0552
2016-08-31
Emerging Global Shares INDXX India Small Cap Fund ETF
August 31, 2016
Q3
2016
PC-2016-0551
2016-08-31
ETFS Diversified-Factor Developed Europe Index Fund ETFS Diversified-Factor U.S. Large Cap Index Fund
August 31, 2016
Q3
2016
PC-2016-0550
2016-08-31
QuantShares U.S. Market Neutral Funds
August 31, 2016
Q3
2016
PC-2016-0549
2016-08-31
Reality Shares DIVCON Dividend Guard ETF
August 31, 2016
Q3
2016
PC-2016-0548
2016-08-31
Reality Shares DIVCON Leaders Dividend ETF
August 31, 2016
Q3
2016
PC-2016-0547
2016-08-31
Reality Shares DIVS ETF
August 31, 2016
Q3
2016
PC-2016-0546
2016-08-31
Reaves Utilities ETF
August 31, 2016
Q3
2016
PC-2016-0545
2016-08-31
Recon Capital DAX Germany ETF
August 31, 2016
Q3
2016
PC-2016-0544
2016-08-31
Recon Capital NASDAQ-100 Covered Call ETF
August 31, 2016
Q3
2016
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